BKKT insider transaction filings
Bakkt, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-19. Screen BKKT transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-19 | 4 | ALFRED MICHAEL — Director | Purchase (P): 296,567 @ $7.12 | EDGAR |
| 2026-07-17 | 4 | D'Annunzio Marc — General Counsel & Secretary | Sale (S): 539 @ $8.44 | EDGAR |
| 2026-07-17 | 4 | Alexander Karen — Chief Financial Officer | Sale (S): 657 @ $8.44 | EDGAR |
| 2026-07-17 | 4 | Henderson Joseph Sean-Walsh — Chief Accounting Officer | Sale (S): 94 @ $8.33 | EDGAR |
| 2026-06-29 | 4 | Henderson Joseph Sean-Walsh — Chief Accounting Officer | Sale (S): 349 @ $7.93 | EDGAR |
| 2026-06-29 | 4 | D'Annunzio Marc — General Counsel & Secretary | Sale (S): 1,562 @ $7.93 · Sale (S): 1,357 @ $7.71 | EDGAR |
| 2026-06-29 | 4 | Baes Nicholas — Chief Operating Officer | Sale (S): 1,562 @ $7.93 | EDGAR |
| 2026-06-29 | 4 | Alexander Karen — Chief Financial Officer | Sale (S): 1,907 @ $7.93 | EDGAR |
| 2026-06-11 | 4 | ALFRED MICHAEL — Director | Purchase (P): 180,000 @ $7.71 · Purchase (P): 100,000 @ $7.83 | EDGAR |
| 2026-05-19 | 4 | Baes Nicholas — Chief Operating Officer | Option exercise (M): 671 @ $10 · Option exercise (M): 671 (derivative) @ $0 | EDGAR |
| 2026-05-19 | 4 | D'Annunzio Marc — General Counsel & Secretary | Option exercise (M): 1,677 @ $10 · Option exercise (M): 1,677 (derivative) @ $0 | EDGAR |
| 2026-05-19 | 4 | Alexander Karen — Chief Financial Officer | Option exercise (M): 335 @ $10 · Option exercise (M): 335 (derivative) @ $0 | EDGAR |
| 2026-05-18 | 4 | Naheta Akshay Sudhir — Chief Executive Officer | Option exercise (M): 33,557 @ $10 · Option exercise (M): 33,557 (derivative) @ $0 | EDGAR |
| 2026-05-18 | 4 | ALFRED MICHAEL — Director | Purchase (P): 365,000 @ $8.34 · Purchase (P): 220,000 @ $8.20 | EDGAR |
| 2026-05-04 | 4 | Naheta Akshay Sudhir — CEO and President, Director, 10% owner | Grant/award (A): 7,927,831 | EDGAR |
| 2026-04-29 | 4 | Baes Nicholas — Chief Operating Officer | Sale (S): 2,352 @ $9.13 | EDGAR |
| 2026-04-29 | 4 | D'Annunzio Marc — General Counsel & Secretary | Sale (S): 3,789 @ $9.13 · Sale (S): 3,991 @ $8.60 | EDGAR |
| 2026-04-29 | 4 | Alexander Karen — Chief Financial Officer | Sale (S): 4,684 @ $9.13 | EDGAR |
| 2026-04-08 | 4 | Baes Nicholas — Chief Operating Officer | Sale (S): 711 @ $7.56 | EDGAR |
| 2026-03-31 | 4 | D'Annunzio Marc — General Counsel and Secretary | Sale (S): 6,422 @ $8.55 · Sale (S): 5,342 @ $7.08 | EDGAR |
| 2026-02-27 | 4 | D'Annunzio Marc — General Counsel and Secretary | Sale (S): 785 @ $10.09 | EDGAR |
| 2025-12-23 | 4 | Henderson Joseph Sean-Walsh — Chief Accounting Officer | Sale (S): 2,461 @ $10.01 | EDGAR |
| 2025-12-05 | 4 | Intercontinental Exchange, Inc. — 10% owner Intercontinental Exchange Holdings, Inc. — 10% owner | Conversion (C): 465,890 · Conversion (C): 465,890 (derivative) | EDGAR |
| 2025-12-05 | 4/A | Intercontinental Exchange, Inc. — 10% owner Intercontinental Exchange Holdings, Inc. — 10% owner | Other (J): 649,934 · Conversion (C): 6,803,178 · Conversion (C): 6,803,178 (derivative) · Other (J): 465,890 (derivative) @ $39.34 · Other (J): 230,680 (derivative) · Other (J): 230,680 (derivative) | EDGAR |
| 2025-12-01 | 4 | ALFRED MICHAEL — Director | Grant/award (A): 9,000 @ $0 | EDGAR |
| 2025-11-18 | 4 | Naheta Akshay Sudhir — CEO and President, Director | Option exercise (M): 803,861 @ $0 · Option exercise (M): 803,861 (derivative) @ $0 | EDGAR |
| 2025-11-18 | 4 | Baes Nicholas — Chief Operating Officer | Tax withholding (F): 198 @ $21.61 | EDGAR |
| 2025-11-18 | 4 | D'Annunzio Marc — General Counsel & Secretary | Tax withholding (F): 495 @ $21.61 | EDGAR |
| 2025-11-18 | 4 | Alexander Karen — Chief Financial Officer | Tax withholding (F): 121 @ $21.61 | EDGAR |
| 2025-11-18 | 4/A | Naheta Akshay Sudhir — CEO and President, Director | Option exercise (M): 803,861 @ $0 · Option exercise (M): 803,861 (derivative) @ $0 | EDGAR |
| 2025-11-14 | 4 | Naheta Akshay Sudhir — CEO and President, Director | Option exercise (M): 33,557 @ $10 · Option exercise (M): 33,557 (derivative) @ $0 | EDGAR |
| 2025-11-14 | 4 | Baes Nicholas — Chief Operating Officer | Option exercise (M): 671 @ $10 · Option exercise (M): 671 (derivative) @ $0 | EDGAR |
| 2025-11-14 | 4 | D'Annunzio Marc — General Counsel & Secretary | Option exercise (M): 1,677 @ $10 · Option exercise (M): 1,677 (derivative) @ $0 | EDGAR |
| 2025-11-14 | 4 | Alexander Karen — Chief Financial Officer | Option exercise (M): 335 @ $10 · Option exercise (M): 335 (derivative) @ $0 | EDGAR |
| 2025-11-13 | 4 | Henderson Joseph Sean-Walsh — Chief Accounting Officer | Sale (S): 95 @ $18.75 · Sale (S): 169 @ $21.50 | EDGAR |
| 2025-11-05 | 4 | Intercontinental Exchange, Inc. — 10% owner | Other (J): 649,934 · Option exercise (M): 6,803,178 · Option exercise (M): 6,803,178 (derivative) · Other (J): 465,890 (derivative) @ $39.34 · Other (J): 230,680 (derivative) · Other (J): 230,680 (derivative) | EDGAR |
| 2025-11-04 | 4 | Naheta Akshay Sudhir — CEO and President, Director | Grant/award (A): 69,733 @ $39.34 · Grant/award (A): 1,342,282 (derivative) @ $0 | EDGAR |
| 2025-11-04 | 4 | Baes Nicholas — Chief Operating Officer | Grant/award (A): 53,691 (derivative) @ $0 | EDGAR |
| 2025-11-04 | 4 | D'Annunzio Marc — General Counsel & Secretary | Option exercise (M): 48,188 · Option exercise (M): 48,188 (derivative) · Grant/award (A): 134,228 (derivative) @ $0 | EDGAR |
| 2025-11-04 | 4 | Alexander Karen — Chief Financial Officer | Grant/award (A): 26,846 (derivative) @ $0 | EDGAR |
| 2025-10-30 | 4 | ALFRED MICHAEL — Director | Grant/award (A): 139 @ $0 | EDGAR |
| 2025-09-29 | 4 | Baes Nicholas — Chief Operating Officer | Tax withholding (F): 810 @ $20 | EDGAR |
| 2025-08-29 | 4 | Alexander Karen — Chief Financial Officer | Tax withholding (F): 483 @ $8.89 | EDGAR |
| 2025-08-25 | 4 | Naheta Akshay Sudhir — CEO and President, Director | Purchase (P): 100,000 @ $8.18 · Purchase (P): 50,000 @ $8.00 · Purchase (P): 30,000 @ $8.55 | EDGAR |
| 2025-07-16 | 4 | Main Andrew A — Co-CEO & President, Director | Sale (S): 14,440 @ $18.21 | EDGAR |
| 2025-07-16 | 4 | D'Annunzio Marc — General Counsel & Secretary | Sale (S): 559 @ $18.21 | EDGAR |
| 2025-07-16 | 4 | Alexander Karen — Chief Financial Officer | Sale (S): 671 @ $18.21 | EDGAR |
| 2025-06-20 | 4 | Collins Sean Roberts — Director | Grant/award (A): 30,191 @ $0 | EDGAR |
| 2025-06-20 | 4 | Watson Gordon — Director | Grant/award (A): 20,679 @ $0 | EDGAR |
| 2025-06-20 | 4 | GOLDBERG MICHELLE J — Director | Grant/award (A): 16,543 @ $0 | EDGAR |
Recent 8-K events — Bakkt, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-10 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-07 | 8-K/A | 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-16 | 8-K/A | 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-26 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-06-04 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-05-11 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-30 | 8-K | 2.01 — Completion of Acquisition or Disposition of Assets 3.02 — Unregistered Sales of Equity Securities 5.01 — Changes in Control of Registrant 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-20 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-03-24 | 8-K | 8.01 — Other Events | EDGAR |
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