D'Annunzio Marc — SEC Form 4 filings
SEC reporting owner CIK 1871559. 23 Form 4 filings on record with FilingPulse; latest filed 2026-07-17.
Transaction summary — filings shown
Covers all 23 filings on record, filed 2024-01-29 to 2026-07-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 14 legs across 11 filings — 167,233 shares, $474,621 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 29.
- Largest priced transaction: sale of 10,000 shares @ $14.21 ($142,082) in Bakkt, Inc., filed 2025-05-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Bakkt, Inc. (BKKT) | General Counsel & Secretary | 23 | — | 14 legs · 167,233 sh · $474,621 | 29 |
Form 4 filings — D'Annunzio Marc
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-17 | 4 | Bakkt, Inc. (BKKT) | Sale (S): 539 @ $8.44 | EDGAR |
| 2026-06-29 | 4 | Bakkt, Inc. (BKKT) | Sale (S): 1,562 @ $7.93 · Sale (S): 1,357 @ $7.71 | EDGAR |
| 2026-05-19 | 4 | Bakkt, Inc. (BKKT) | Option exercise (M): 1,677 @ $10 · Option exercise (M): 1,677 (derivative) @ $0 | EDGAR |
| 2026-04-29 | 4 | Bakkt, Inc. (BKKT) | Sale (S): 3,789 @ $9.13 · Sale (S): 3,991 @ $8.60 | EDGAR |
| 2026-03-31 | 4 | Bakkt, Inc. (BKKT) | Sale (S): 6,422 @ $8.55 · Sale (S): 5,342 @ $7.08 | EDGAR |
| 2026-02-27 | 4 | Bakkt, Inc. (BKKT) | Sale (S): 785 @ $10.09 | EDGAR |
| 2025-11-18 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 495 @ $21.61 | EDGAR |
| 2025-11-14 | 4 | Bakkt Holdings, Inc. (BKKT) | Option exercise (M): 1,677 @ $10 · Option exercise (M): 1,677 (derivative) @ $0 | EDGAR |
| 2025-11-04 | 4 | Bakkt Holdings, Inc. (BKKT) | Option exercise (M): 48,188 · Option exercise (M): 48,188 (derivative) · Grant/award (A): 134,228 (derivative) @ $0 | EDGAR |
| 2025-07-16 | 4 | Bakkt Holdings, Inc. (BKKT) | Sale (S): 559 @ $18.21 | EDGAR |
| 2025-05-15 | 4 | Bakkt Holdings, Inc. (BKKT) | Sale (S): 10,000 @ $14.21 | EDGAR |
| 2025-04-30 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 3,501 @ $8.93 | EDGAR |
| 2025-04-15 | 4 | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 34,211 @ $0 | EDGAR |
| 2025-02-21 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 174 @ $14.84 · Tax withholding (F): 852 @ $14.84 | EDGAR |
| 2025-02-18 | 4 | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 3,495 @ $0 | EDGAR |
| 2025-02-07 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 809 @ $28.84 · Tax withholding (F): 347 @ $17.56 | EDGAR |
| 2024-06-03 | 4 | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 23,541 @ $0 | EDGAR |
| 2024-04-24 | 4 | Bakkt Holdings, Inc. (BKKT) | Sale (S): 20,504 @ $0.40 | EDGAR |
| 2024-04-09 | 4/A | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 20,334 @ $0 · Grant/award (A): 8,894 @ $0 · Grant/award (A): 14,645 @ $0 · Grant/award (A): 29,297 @ $0 · Grant/award (A): 563,816 @ $0 · Tax withholding (F): 13,095 @ $0.52 | EDGAR |
| 2024-03-20 | 4 | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 20,334 @ $0 · Grant/award (A): 8,894 @ $0 · Grant/award (A): 43,942 @ $0 · Grant/award (A): 563,816 @ $0 | EDGAR |
| 2024-02-26 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 21,280 @ $0.95 · Sale (S): 50,247 @ $0.88 | EDGAR |
| 2024-02-09 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 9,834 @ $1.42 · Sale (S): 19,329 @ $0.98 | EDGAR |
| 2024-01-29 | 4 | Bakkt Holdings, Inc. (BKKT) | Tax withholding (F): 23,193 @ $1.39 · Sale (S): 42,807 @ $1.27 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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