CASK insider transaction filings
Heritage Distilling Holding Company, Inc. — 20 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-09-22. Screen CASK transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-22 | 4 | Stiefel Justin B — CEO & Treasurer, Director | Option exercise (M): 3,309,615 @ $0.00 · Option exercise (M): 3,309,615 (derivative) @ $0.60 | EDGAR |
| 2025-09-22 | 4 | Varga Andrew M. — Director | Option exercise (M): 300,000 @ $0.00 · Option exercise (M): 300,000 (derivative) @ $0.60 | EDGAR |
| 2025-08-19 | 4 | Stiefel Justin B — CEO & Treasurer, Director | Purchase (P): 3,309,615 (derivative) @ $0.60 | EDGAR |
| 2025-08-19 | 4 | Swann Matthew J — Director | Other (J): 13,315 @ $0 · Purchase (P): 10,000 (derivative) @ $10 · Other (J): 10,000 (derivative) @ $0 · Other (J): 133,155 (derivative) @ $0 · Other (J): 119,839 (derivative) @ $0 | EDGAR |
| 2025-08-19 | 4 | Varga Andrew M. — Director | Purchase (P): 300,000 (derivative) @ $0.60 | EDGAR |
| 2025-05-27 | 4 | Marker Beth A — SVP of Retail Operations | Option exercise (M): 96,054 @ $0.53 · Option exercise (M): 1,500 @ $0.54 · Grant/award (A): 53,006 (derivative) @ $0 · Grant/award (A): 43,048 (derivative) @ $0 · Option exercise (M): 96,054 (derivative) @ $0 · Option exercise (M): 1,500 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Perkins Danielle B — SVP of Wholesale Operations | Option exercise (M): 110,422 @ $0.53 · Option exercise (M): 2,500 @ $0.53 · Grant/award (A): 74,376 (derivative) @ $0 · Grant/award (A): 36,046 (derivative) @ $0 · Option exercise (M): 110,422 (derivative) @ $0 · Option exercise (M): 2,500 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Stiefel Jennifer D H — President & Secretary, Director | Option exercise (M): 220,989 @ $0 · Option exercise (M): 42,000 @ $0 · Option exercise (M): 240,306 @ $0 · Option exercise (M): 42,000 @ $0 · Grant/award (A): 173,076 (derivative) @ $0 · Grant/award (A): 47,913 (derivative) @ $0 · +6 more | EDGAR |
| 2025-05-27 | 4 | Stiefel Justin B — CEO & Treasurer, Director | Option exercise (M): 240,306 @ $0.53 · Option exercise (M): 42,000 @ $0.53 · Option exercise (M): 220,989 @ $0.53 · Option exercise (M): 42,000 @ $0.54 · Grant/award (A): 193,268 (derivative) @ $0 · Grant/award (A): 47,038 (derivative) @ $0 · +6 more | EDGAR |
| 2025-05-27 | 4 | Wensel Jeffrey P — Director | Option exercise (M): 100,000 @ $0.53 · Option exercise (M): 24,000 @ $0.54 · Grant/award (A): 100,000 (derivative) @ $0 · Option exercise (M): 100,000 (derivative) @ $0 · Option exercise (M): 24,000 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Trevan Eric S — Director | Option exercise (M): 100,000 @ $0.53 · Option exercise (M): 2,000 @ $0.54 · Grant/award (A): 100,000 (derivative) @ $0 · Option exercise (M): 100,000 (derivative) @ $0 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Swann Matthew J — Director | Option exercise (M): 102,000 @ $0.53 · Grant/award (A): 100,000 (derivative) @ $0 · Grant/award (A): 2,000 (derivative) @ $0 · Option exercise (M): 102,000 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Varga Andrew M. — Director | Option exercise (M): 102,000 @ $0.53 · Grant/award (A): 100,000 (derivative) @ $0 · Grant/award (A): 2,000 (derivative) @ $0 · Option exercise (M): 102,000 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Alstead Troy — Director | Option exercise (M): 102,000 @ $0.53 · Grant/award (A): 100,000 (derivative) @ $0 · Grant/award (A): 2,000 (derivative) @ $0 · Option exercise (M): 102,000 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | Smith Christopher H — Director | Option exercise (M): 100,000 @ $0.53 · Option exercise (M): 2,000 @ $0.54 · Grant/award (A): 100,000 (derivative) @ $0 · Option exercise (M): 100,000 (derivative) @ $0 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | CARROSINO MICHAEL — EVP of Finance & CFO | Option exercise (M): 422,437 @ $0.53 · Grant/award (A): 304,798 (derivative) @ $0 · Grant/award (A): 117,639 (derivative) @ $0 · Option exercise (M): 422,437 (derivative) @ $0 | EDGAR |
| 2025-02-18 | 4 | Varga Andrew M. — Director | Purchase (P): 47,500 @ $1.23 | EDGAR |
| 2025-02-13 | 4 | Marker Beth A — SVP of Retail Operations | Purchase (P): 8,500 @ $1.17 | EDGAR |
| 2025-02-07 | 4 | Stiefel Justin B — CEO & Treasurer, Director | Purchase (P): 2,916 @ $1.20 · Purchase (P): 2,450 @ $1.23 | EDGAR |
| 2025-02-07 | 4 | Stiefel Jennifer D H — President & Secretary, Director | Purchase (P): 2,450 @ $1.23 · Purchase (P): 2,916 @ $1.20 | EDGAR |
Recent 8-K events — Heritage Distilling Holding Company, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-06-25 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-14 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-21 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-16 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-14 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-20 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-27 | 8-K | 2.02 — Results of Operations and Financial Condition | EDGAR |
| 2026-02-19 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-18 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-08 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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