Kaplan Caroline Lux — SEC Form 4 filings
SEC reporting owner CIK 1853834. 3 Form 4 filings on record with FilingPulse; latest filed 2026-05-28.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-05-13 to 2026-05-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 8 legs across 3 filings — 166,231 shares, $4,034,237 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 32,500 shares @ $33.41 ($1,085,854) in MGP INGREDIENTS INC, filed 2025-05-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MGP INGREDIENTS INC (MGPI) | 10% owner | 3 | — | 8 legs · 166,231 sh · $4,034,237 | — |
Form 4 filings — Kaplan Caroline Lux
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-28 | 4 | MGP INGREDIENTS INC (MGPI) | Sale (S): 30,000 @ $17.82 · Sale (S): 30,000 @ $18.18 | EDGAR |
| 2025-11-20 | 4 | MGP INGREDIENTS INC (MGPI) | Sale (S): 29,834 @ $23.85 · Sale (S): 166 @ $24.49 · Sale (S): 29,860 @ $23.28 · Sale (S): 140 @ $23.81 | EDGAR |
| 2025-05-13 | 4 | MGP INGREDIENTS INC (MGPI) | Sale (S): 13,731 @ $33.10 · Sale (S): 32,500 @ $33.41 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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