CAT insider transaction filings
CATERPILLAR INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-07-27. Screen CAT transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-27 | 4 | Epley Kyle Joseph — Chief Financial Officer | Grant/award (A): 5 (derivative) @ $888.73 · Grant/award (A): 7 (derivative) @ $888.73 | EDGAR |
| 2026-07-27 | 4 | Kaiser Jason — Group President | Grant/award (A): 10 (derivative) @ $888.73 | EDGAR |
| 2026-07-27 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 18 (derivative) @ $888.73 | EDGAR |
| 2026-07-01 | 4 | MacLennan David — Director | Grant/award (A): 22 (derivative) @ $1,055.33 | EDGAR |
| 2026-06-29 | 4 | Kaiser Jason — Group President | Grant/award (A): 5 (derivative) @ $997.47 | EDGAR |
| 2026-06-29 | 4 | Epley Kyle Joseph — Chief Financial Officer | Grant/award (A): 6 (derivative) @ $997.47 | EDGAR |
| 2026-06-29 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 16 (derivative) @ $997.47 | EDGAR |
| 2026-06-11 | 4 | Johnson Gerald — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | Marks Judith Fran — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | KEENE NAZZIC S — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | Fish James C Jr — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | MacLennan David — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | REED DEBRA L — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | SCHWAB SUSAN C — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-06-11 | 4 | WILKINS RAYFORD JR — Director | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-05-27 | 4 | Epley Kyle Joseph — Chief Financial Officer | Grant/award (A): 6 (derivative) @ $908.55 | EDGAR |
| 2026-05-27 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 18 (derivative) @ $908.55 | EDGAR |
| 2026-05-15 | 4 | Johnson Denise C — Group President | Option exercise (M): 16,078 @ $196.70 · Tax withholding (F): 3,473 @ $910.55 · Sale (S): 1,787 @ $904.70 · Sale (S): 2,259 @ $905.73 · Sale (S): 1,491 @ $906.73 · Sale (S): 1,191 @ $907.98 · +5 more | EDGAR |
| 2026-05-14 | 4 | Schaupp William E — Chief Accounting Officer | Sale (S): 360 @ $906 | EDGAR |
| 2026-05-14 | 4 | Johnson Denise C — Group President | Option exercise (M): 7,900 @ $196.70 · Tax withholding (F): 1,704 @ $911.61 · Sale (S): 3,546 @ $909.46 · Sale (S): 2,650 @ $910.24 · Option exercise (M): 7,900 (derivative) @ $196.70 | EDGAR |
| 2026-05-12 | 4 | Fassino Anthony D. — Group President | Option exercise (M): 21,403 @ $219.76 · Tax withholding (F): 5,120 @ $918.65 · Sale (S): 15,440 @ $916.75 · Sale (S): 843 @ $917.73 · Option exercise (M): 21,403 (derivative) @ $219.76 | EDGAR |
| 2026-05-12 | 4 | Epley Kyle Joseph — Chief Financial Officer | Grant/award (A): 515 @ $0 · Grant/award (A): 1,394 (derivative) @ $0 | EDGAR |
| 2026-05-12 | 4 | Creed Joseph E — Chief Executive Officer | Tax withholding (F): 574 @ $912.03 | EDGAR |
| 2026-05-12 | 4 | Pambianchi Christine M — Chief Human Resources Officer | Tax withholding (F): 224 @ $912.03 | EDGAR |
| 2026-05-07 | 4 | Fassino Anthony D. — Group President | Option exercise (M): 12,000 @ $219.76 · Tax withholding (F): 2,848 @ $925.74 · Sale (S): 8,802 @ $926.23 · Sale (S): 350 @ $926.83 · Option exercise (M): 12,000 (derivative) @ $219.76 | EDGAR |
| 2026-05-07 | 4 | De Lange Bob — Group President | Option exercise (M): 28,105 @ $127.60 · Tax withholding (F): 3,883 @ $923.38 · Sale (S): 14,470 @ $922.55 · Sale (S): 9,752 @ $923.47 · Option exercise (M): 28,105 (derivative) @ $127.60 | EDGAR |
| 2026-05-07 | 4 | BONFIELD ANDREW R J — CFO Emeritus | Option exercise (M): 11,655 @ $253.98 · Option exercise (M): 7,673 @ $338.65 · Option exercise (M): 3,726 @ $332.04 · Tax withholding (F): 7,380 @ $920.72 · Sale (S): 15,674 @ $918.71 · Option exercise (M): 11,655 (derivative) @ $253.98 · +2 more | EDGAR |
| 2026-05-06 | 4 | Kaiser Jason — Group President | Gift (G): 294 @ $0 | EDGAR |
| 2026-05-06 | 4 | Shurman Rodney Michael — Group President | Option exercise (M): 5,639 @ $253.98 · Sale (S): 5,152 @ $903.14 · Sale (S): 487 @ $903.55 · Option exercise (M): 5,639 (derivative) @ $253.98 | EDGAR |
| 2026-05-05 | 4 | Kaiser Jason — Group President | Option exercise (M): 7,917 @ $253.98 · Tax withholding (F): 2,275 @ $883.50 · Sale (S): 5,642 @ $883.03 · Option exercise (M): 7,917 (derivative) @ $253.98 | EDGAR |
| 2026-05-05 | 4 | MacLennan David — Director | Purchase (P): 250 @ $876.84 | EDGAR |
| 2026-04-27 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 19 (derivative) @ $830.79 | EDGAR |
| 2026-04-01 | 4 | MacLennan David — Director | Grant/award (A): 33 (derivative) @ $690.44 | EDGAR |
| 2026-03-27 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 3 (derivative) @ $703.19 | EDGAR |
| 2026-03-16 | 4 | Kaiser Jason — Group President | Grant/award (A): 186 (derivative) @ $693.99 | EDGAR |
| 2026-03-16 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 428 (derivative) @ $693.99 | EDGAR |
| 2026-03-10 | 4 | Kaiser Jason — Group President | Grant/award (A): 106 (derivative) @ $680.90 | EDGAR |
| 2026-03-10 | 4 | Creed Joseph E — Chief Executive Officer | Grant/award (A): 214 (derivative) @ $680.90 | EDGAR |
| 2026-03-06 | 4 | Shurman Rodney Michael — Group President | Tax withholding (F): 117 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | Owens Derek — Chief Legal Officer | Tax withholding (F): 338 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | Kaiser Jason — Group President | Tax withholding (F): 368 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | Fassino Anthony D. — Group President | Tax withholding (F): 346 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | Creed Joseph E — Chief Executive Officer | Tax withholding (F): 696 @ $738.42 · Sale (S): 420 @ $717.01 · Sale (S): 800 @ $718.44 · Sale (S): 585 @ $719.39 · Sale (S): 575 @ $720.10 · Sale (S): 120 @ $721 | EDGAR |
| 2026-03-06 | 4 | Schaupp William E — Chief Accounting Officer | Tax withholding (F): 19 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | De Lange Bob — Group President | Tax withholding (F): 393 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | Johnson Denise C — Group President | Tax withholding (F): 346 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | Umpleby III Donald J — Executive Chairman | Tax withholding (F): 1,546 @ $738.42 | EDGAR |
| 2026-03-06 | 4 | BONFIELD ANDREW R J — Chief Financial Officer | Tax withholding (F): 449 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | Shurman Rodney Michael — Group President | Grant/award (A): 1,320 @ $0 · Tax withholding (F): 100 @ $719.13 · Grant/award (A): 3,681 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | Owens Derek — CLO & General Counsel | Grant/award (A): 1,386 @ $0 · Tax withholding (F): 310 @ $719.13 · Grant/award (A): 3,865 (derivative) @ $0 | EDGAR |
Recent 8-K events — CATERPILLAR INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-04 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-11 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-30 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-13 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-10 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-26 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-01-29 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-06 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-29 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-09-03 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
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