Fish James C Jr — SEC Form 4 filings
SEC reporting owner CIK 1523568. 20 Form 4 filings on record with FilingPulse; latest filed 2026-06-11.
Transaction summary — filings shown
Covers all 20 filings on record, filed 2024-01-17 to 2026-06-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 4 filings — 126,915 shares, $27,752,675 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 33.
- Largest priced transaction: sale of 44,405 shares @ $228.43 ($10,143,621) in WASTE MANAGEMENT INC, filed 2025-02-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| WASTE MANAGEMENT INC (WM) | Chief Executive Officer | 15 | — | 6 legs · 126,915 sh · $27,752,675 | 24 |
| CATERPILLAR INC (CAT) | Director | 5 | — | — | 9 |
Form 4 filings — Fish James C Jr
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-11 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 211 @ $0 | EDGAR |
| 2026-03-05 | 4 | WASTE MANAGEMENT INC (WM) | Grant/award (A): 57,034 (derivative) @ $0 | EDGAR |
| 2026-02-10 | 4 | WASTE MANAGEMENT INC (WM) | Sale (S): 657 @ $230 · Sale (S): 30,390 @ $230.36 · Sale (S): 5,706 @ $230.87 | EDGAR |
| 2026-02-02 | 4 | WASTE MANAGEMENT INC (WM) | Grant/award (A): 59,516 @ $226.41 · Tax withholding (F): 22,763 @ $226.41 | EDGAR |
| 2025-12-22 | 4 | CATERPILLAR INC (CAT) | Gift (G): 1,000 @ $0 | EDGAR |
| 2025-06-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 482 @ $352.53 | EDGAR |
| 2025-03-10 | 4 | WASTE MANAGEMENT INC (WM) | Option exercise (M): 19,805 @ $150.12 · Tax withholding (F): 15,658 @ $229.25 · Option exercise (M): 19,805 (derivative) @ $150.12 | EDGAR |
| 2025-03-04 | 4 | WASTE MANAGEMENT INC (WM) | Option exercise (M): 22,063 @ $145.67 · Tax withholding (F): 17,184 @ $229.25 · Option exercise (M): 22,063 (derivative) @ $145.67 | EDGAR |
| 2025-02-27 | 4 | WASTE MANAGEMENT INC (WM) | Grant/award (A): 50,580 (derivative) @ $0 | EDGAR |
| 2025-02-24 | 4 | WASTE MANAGEMENT INC (WM) | Sale (S): 44,405 @ $228.43 | EDGAR |
| 2025-02-03 | 4 | WASTE MANAGEMENT INC (WM) | Grant/award (A): 72,092 @ $218.72 · Tax withholding (F): 27,687 @ $218.72 | EDGAR |
| 2024-11-27 | 4 | WASTE MANAGEMENT INC (WM) | Option exercise (M): 19,805 @ $150.12 · Tax withholding (F): 15,719 @ $227.50 · Option exercise (M): 19,805 (derivative) @ $150.12 | EDGAR |
| 2024-11-26 | 4 | CATERPILLAR INC (CAT) | Gift (G): 1,000 @ $0 · Gift (G): 250 @ $0 · Gift (G): 250 @ $0 · Gift (G): 250 @ $0 · Gift (G): 250 @ $0 | EDGAR |
| 2024-11-07 | 4 | WASTE MANAGEMENT INC (WM) | Option exercise (M): 44,125 @ $145.67 · Tax withholding (F): 35,495 @ $215 · Option exercise (M): 44,125 (derivative) @ $145.67 | EDGAR |
| 2024-06-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 517 @ $328.73 | EDGAR |
| 2024-03-05 | 4 | WASTE MANAGEMENT INC (WM) | Grant/award (A): 45,349 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | WASTE MANAGEMENT INC (WM) | Sale (S): 36,207 @ $204.43 | EDGAR |
| 2024-02-27 | 4 | WASTE MANAGEMENT INC (WM) | Option exercise (M): 32,850 @ $110.81 · Tax withholding (F): 23,552 @ $207.76 · Option exercise (M): 32,850 (derivative) @ $110.81 | EDGAR |
| 2024-02-15 | 4 | WASTE MANAGEMENT INC (WM) | Grant/award (A): 119,300 @ $196.84 · Tax withholding (F): 46,884 @ $196.84 | EDGAR |
| 2024-01-17 | 4 | WASTE MANAGEMENT INC (WM) | Sale (S): 9,550 @ $182 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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