GEG insider transaction filings
Great Elm Group, Inc. — 21 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-07-14. Screen GEG transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-14 | 4 | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner Northern Right Long Only Master Fund LP — 10% owner Northern Right Fund GP LLC — 10% owner BC Advisors LLC — 10% owner | Other (J): 7,887 @ $2.18 · Other (J): 7,887 @ $2.18 · Other (J) @ $100 · Other (J) @ $100 | EDGAR |
| 2026-06-01 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Gift (G): 99,637 @ $0 | EDGAR |
| 2026-03-05 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Grant/award (A): 27,022 @ $0 | EDGAR |
| 2026-01-12 | 4 | Nathan Lloyd — Director | Grant/award (A): 26,531 @ $0 | EDGAR |
| 2026-01-12 | 4 | Matter David — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 30,612 @ $0 | EDGAR |
| 2026-01-12 | 4 | Schwartz David W. — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 32,877 @ $0 | EDGAR |
| 2026-01-12 | 4 | Smith Booker — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 30,612 @ $0 | EDGAR |
| 2026-01-12 | 4 | Parmelee James P — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 48,980 @ $0 | EDGAR |
| 2026-01-12 | 4 | Scheyer Eric J — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 30,612 @ $0 | EDGAR |
| 2026-01-12 | 4 | Drapkin Matthew A — Director | Grant/award (A): 26,531 @ $0 · Grant/award (A): 61,224 @ $0 · Grant/award (A): 26,531 @ $0 | EDGAR |
| 2025-11-13 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Gift (G): 100,000 @ $0 | EDGAR |
| 2025-09-23 | 4 | Milz Nichole — Chief Operating Officer | Grant/award (A): 36,764 @ $0 · Tax withholding (F): 18,227 @ $2.80 | EDGAR |
| 2025-09-23 | 4 | Davis Keri — Chief Financial Officer | Grant/award (A): 9,191 @ $0 · Tax withholding (F): 5,418 @ $2.80 | EDGAR |
| 2025-09-23 | 4 | Kleinman Adam M — President | Grant/award (A): 22,977 @ $0 · Tax withholding (F): 18,313 @ $2.80 | EDGAR |
| 2025-09-23 | 4 | Reese Jason W. — See remarks, Director, 10% owner Imperial Capital Asset Management, LLC — 10% owner LONG BALL PARTNERS LLC — 10% owner Imperial Capital Group Holdings II, LLC — 10% owner | Grant/award (A): 183,823 @ $0 | EDGAR |
| 2025-09-09 | 4 | Smith Booker — Director | Grant/award (A): 8,535 @ $0 · Grant/award (A): 8,535 @ $0 | EDGAR |
| 2025-09-09 | 4 | Nathan Lloyd — Director | Grant/award (A): 10,220 @ $0 | EDGAR |
| 2025-08-11 | 4 | Nathan Lloyd — Director | Grant/award (A): 12,597 @ $0 | EDGAR |
| 2025-07-16 | 4 | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner BC Advisors LLC — 10% owner Northern Right Fund GP LLC — 10% owner Northern Right Long Only Master Fund LP — 10% owner | Other (J): 207,570 @ $2.07 · Other (J): 207,570 @ $2.07 · Other (J) @ $100 · Other (J) @ $100 | EDGAR |
| 2025-06-17 | 4 | PC Elfun LLC — 10% owner | Holdings only — no transactions reported | EDGAR |
| 2025-04-04 | 4/A | Northern Right Capital Management, L.P. — 10% owner Northern Right Capital (QP), L.P. — 10% owner BC Advisors LLC — 10% owner | Other (J): 409,577 @ $1.81 · Other (J) @ $100 | EDGAR |
Recent 8-K events — Great Elm Group, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-05-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-04 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-07 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-12 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-09-02 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-27 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.02 — Results of Operations and Financial Condition 3.02 — Unregistered Sales of Equity Securities 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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