Davis Keri — SEC Form 4 filings
SEC reporting owner CIK 1770670. 5 Form 4 filings on record with FilingPulse; latest filed 2025-09-23.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-09-24 to 2025-09-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECC) | CFO | 3 | — | — | 7 |
| Great Elm Group, Inc. (GEG) | Chief Financial Officer | 2 | — | — | 3 |
Form 4 filings — Davis Keri
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-23 | 4 | Great Elm Capital Corp. (GECC) | Grant/award (A): 3,820 @ $0 · Grant/award (A): 1,406 @ $0 · Tax withholding (F): 2,725 @ $11.43 | EDGAR |
| 2025-09-23 | 4 | Great Elm Group, Inc. (GEG) | Grant/award (A): 9,191 @ $0 · Tax withholding (F): 5,418 @ $2.80 | EDGAR |
| 2024-09-27 | 4/A | Great Elm Capital Corp. (GECC) | Other (J): 647 @ $0 · Other (J): 213 @ $0 | EDGAR |
| 2024-09-24 | 4 | Great Elm Capital Corp. (GECC) | Other (J): 3,717 @ $0 · Other (J): 781 @ $0 | EDGAR |
| 2024-09-24 | 4 | Great Elm Group, Inc. (GEG) | Grant/award (A): 27,344 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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