GECC insider transaction filings
Great Elm Capital Corp. — 21 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-06-30. Screen GECC transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Other (J): 180,000 @ $5.45 | EDGAR |
| 2025-11-10 | 4 | Kaplan Matthew D — CEO and President | Purchase (P): 19,650 @ $7.64 | EDGAR |
| 2025-09-26 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 1,696 @ $11.45 · Sale (S): 2,313 @ $11.45 | EDGAR |
| 2025-09-23 | 4 | Davis Keri — CFO | Grant/award (A): 3,820 @ $0 · Grant/award (A): 1,406 @ $0 · Tax withholding (F): 2,725 @ $11.43 | EDGAR |
| 2025-09-23 | 4 | Kleinman Adam M — CCO and Secretary | Grant/award (A): 5,458 @ $0 · Grant/award (A): 156 @ $0 · Tax withholding (F): 1,361 @ $11.43 | EDGAR |
| 2025-09-23 | 4 | Kaplan Matthew D — CEO and President | Grant/award (A): 37,117 @ $0 · Grant/award (A): 1,055 @ $0 · Tax withholding (F): 8,211 @ $11.43 | EDGAR |
| 2025-09-23 | 4 | Great Elm Group, Inc. — 10% owner | Other (J): 16,612 @ $0 · Other (J): 63,189 @ $0 | EDGAR |
| 2025-09-23 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 48,248 @ $11.45 · Sale (S): 1,490 @ $11.45 | EDGAR |
| 2025-09-19 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 100 @ $11.45 · Sale (S): 14,737 @ $11.45 | EDGAR |
| 2025-09-17 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 20,938 @ $11.45 | EDGAR |
| 2025-08-27 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 25,711 @ $11.20 · Sale (S): 21,472 @ $11.20 | EDGAR |
| 2025-08-22 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 26,705 @ $11.20 · Sale (S): 17,956 @ $11.20 | EDGAR |
| 2025-08-20 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 363 @ $11.20 · Sale (S): 7,793 @ $11.20 | EDGAR |
| 2025-07-14 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 38,793 @ $10.95 | EDGAR |
| 2025-07-10 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 3,129 @ $10.95 · Sale (S): 8,661 @ $10.95 | EDGAR |
| 2025-07-08 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 11,852 @ $10.95 · Sale (S): 3,218 @ $10.95 | EDGAR |
| 2025-07-03 | 4 | Great Elm Strategic Partnership I, LLC — 10% owner | Sale (S): 2,642 @ $11.20 · Sale (S): 7,288 @ $10.97 · Sale (S): 2,714 @ $11 · Sale (S): 13,324 @ $10.95 · Sale (S): 11,021 @ $10.95 | EDGAR |
| 2025-06-13 | 4 | COHEN RICHARD M — Director | Purchase (P): 36 @ $11.01 | EDGAR |
| 2025-06-12 | 4 | COHEN RICHARD M — Director | Purchase (P): 5,000 @ $11.18 · Purchase (P): 3,100 @ $10.95 | EDGAR |
| 2025-06-11 | 4 | COHEN RICHARD M — Director | Purchase (P): 1,000 @ $10.64 · Purchase (P): 1,500 @ $10.74 · Purchase (P): 1,500 @ $10.83 · Purchase (P): 2,500 @ $11.12 · Purchase (P): 3,500 @ $11.13 | EDGAR |
| 2025-06-05 | 4 | Perry Chad — Director | Purchase (P): 1,850 @ $10.58 | EDGAR |
Recent 8-K events — Great Elm Capital Corp.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-20 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-08 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-01 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-04 | 8-K | 2.02 — Results of Operations and Financial Condition 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-27 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-02 | 8-K | 2.02 — Results of Operations and Financial Condition 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-02 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-04 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-07 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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