Great Elm Group, Inc. — SEC Form 4 filings
SEC reporting owner CIK 1831096. 6 Form 4 filings on record with FilingPulse; latest filed 2025-09-23.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-02-22 to 2025-09-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECC) | 10% owner | 6 | — | — | 11 |
Form 4 filings — Great Elm Group, Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-23 | 4 | Great Elm Capital Corp. (GECC) | Other (J): 16,612 @ $0 · Other (J): 63,189 @ $0 | EDGAR |
| 2024-12-23 | 4 | Great Elm Capital Corp. (GECC) | Other (J): 2,643 @ $10.22 | EDGAR |
| 2024-09-25 | 4/A | Great Elm Capital Corp. (GECC) | Other (J): 25,573 @ $10.09 · Other (J): 9,177 @ $10.09 | EDGAR |
| 2024-09-24 | 4 | Great Elm Capital Corp. (GECC) | Other (J): 31,879 @ $10.09 · Other (J): 30,584 @ $10.09 · Other (J): 14,977 @ $10.09 · Other (J): 10,811 @ $10.09 | EDGAR |
| 2024-03-04 | 4 | Great Elm Capital Corp. (GECC) | Other (J): 1,239 @ $10.82 | EDGAR |
| 2024-02-22 | 4 | Great Elm Capital Corp. (GECC) | Other (J): 2,389 @ $10.69 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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