LOB insider transaction filings
Live Oak Bancshares, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-21. Screen LOB transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-21 | 4 | Cairns Michael — Chief Credit Officer | Option exercise (M): 2,420 · Tax withholding (F): 1,076 @ $40.89 · Option exercise (M): 2,420 (derivative) @ $0 | EDGAR |
| 2026-08-21 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 8,002 @ $41.05 · Sale (S): 1,998 @ $41.97 · Sale (S): 10,000 @ $40.53 | EDGAR |
| 2026-08-19 | 4 | Diffley Matthew S — Chief Accounting Officer | Grant/award (A): 4,620 (derivative) @ $0 | EDGAR |
| 2026-08-19 | 4 | Phifer Walter J — Chief Financial Officer | Option exercise (M): 2,916 · Tax withholding (F): 1,296 @ $42.60 · Option exercise (M): 2,916 (derivative) @ $0 | EDGAR |
| 2026-08-14 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $42.75 · Sale (S): 10,000 @ $43.10 | EDGAR |
| 2026-08-12 | 4 | Losch William C III — President | Option exercise (M): 42,000 · Tax withholding (F): 18,665 @ $42.23 · Option exercise (M): 42,000 (derivative) @ $0 | EDGAR |
| 2026-08-12 | 4 | Derraik Renato — Chief Info./Digital Off., Bank | Option exercise (M): 25,000 · Tax withholding (F): 11,111 @ $42.23 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
| 2026-08-05 | 4 | LUCHT DAVID G — Director | Sale (S): 2,000 @ $44.36 | EDGAR |
| 2026-08-05 | 4 | Spencer Courtney — Chief Experience Officer | Sale (S): 153.80 @ $43.68 | EDGAR |
| 2026-08-05 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 8,400 @ $43.08 | EDGAR |
| 2026-07-29 | 4 | Moroz Mark Michael — Chief Banking Officer | Sale (S): 6,100 @ $42.08 | EDGAR |
| 2026-07-29 | 4 | LUCHT DAVID G — Director | Sale (S): 3,000 @ $42.13 | EDGAR |
| 2026-07-06 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 2,604 @ $41.23 · Sale (S): 5,796 @ $41.78 | EDGAR |
| 2026-06-25 | 4 | WILLIAMS WILLIAM L. III — Director | Sale (S): 8,400 @ $40.05 | EDGAR |
| 2026-06-12 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,085 @ $38.68 · Sale (S): 915 @ $39.20 · Sale (S): 10,000 @ $38.19 | EDGAR |
| 2026-06-05 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,363 @ $36.42 · Sale (S): 637 @ $37.14 · Sale (S): 9,921 @ $37.26 · Sale (S): 79 @ $37.65 | EDGAR |
| 2026-05-29 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $37.65 · Sale (S): 10,000 @ $37.25 | EDGAR |
| 2026-05-26 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 6,612 @ $36.92 · Sale (S): 3,388 @ $37.42 | EDGAR |
| 2026-05-21 | 4 | McHenry Patrick Timothy — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Moroz Mark Michael — Chief Banking Officer | Option exercise (M): 7,117 · Tax withholding (F): 3,163 @ $36.20 · Option exercise (M): 7,117 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Bradford Tonya Williams — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Petty Miltom Emmett — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Valine Yousef A. — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Cameron William Henderson — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Lunsford Jeffrey W — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | LUCHT DAVID G — Director | Grant/award (A): 2,486 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,645 @ $36.83 · Sale (S): 355 @ $37.15 | EDGAR |
| 2026-05-18 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $36.23 | EDGAR |
| 2026-05-15 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $35.96 | EDGAR |
| 2026-05-05 | 4 | McHenry Patrick Timothy — Director | Option exercise (M): 3,080 · Option exercise (M): 3,080 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Bradford Tonya Williams — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Petty Miltom Emmett — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Valine Yousef A. — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Cameron William Henderson — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | LUCHT DAVID G — Director | Option exercise (M): 2,946 · Option exercise (M): 2,946 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Lunsford Jeffrey W — Director | Option exercise (M): 1,890 · Option exercise (M): 1,890 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Derraik Renato — Chief Info./Digital Off., Bank | Sale (S): 75,000 @ $37.83 | EDGAR |
| 2026-03-13 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $32.83 · Sale (S): 10,000 @ $32.50 | EDGAR |
| 2026-03-06 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 10,000 @ $36.69 · Sale (S): 8,861 @ $35.37 · Sale (S): 1,139 @ $35.89 | EDGAR |
| 2026-03-04 | 4 | Phifer Walter J — Chief Financial Officer | Sale (S): 4,712 @ $36.58 | EDGAR |
| 2026-03-04 | 4 | Seward Gregory W — General Counsel | Sale (S): 3,000 @ $36.70 | EDGAR |
| 2026-02-27 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 7,463 @ $39.21 · Sale (S): 2,537 @ $39.65 · Sale (S): 8,754 @ $39.29 · Sale (S): 1,246 @ $40.00 | EDGAR |
| 2026-02-25 | 4 | Moroz Mark Michael — Chief Banking Officer | Option exercise (M): 4,000 · Tax withholding (F): 1,778 @ $38.30 · Option exercise (M): 4,000 (derivative) @ $0 | EDGAR |
| 2026-02-25 | 4 | Cairns Michael — Chief Credit Officer | Option exercise (M): 145 · Tax withholding (F): 73 @ $38.30 · Option exercise (M): 145 (derivative) @ $0 | EDGAR |
| 2026-02-25 | 4 | Phifer Walter J — Chief Financial Officer | Option exercise (M): 69 · Tax withholding (F): 32 @ $38.30 · Option exercise (M): 69 (derivative) @ $0 | EDGAR |
| 2026-02-25 | 4 | Spencer Courtney — Chief Experience Officer | Option exercise (M): 2,000 · Tax withholding (F): 889 @ $38.30 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2026-02-25 | 4 | Seward Gregory W — General Counsel | Option exercise (M): 1,000 · Tax withholding (F): 445 @ $38.30 · Option exercise (M): 1,000 (derivative) @ $0 | EDGAR |
| 2026-02-25 | 4 | SUTHERLAND JOHN W. — Chief Accounting Officer | Option exercise (M): 178 · Tax withholding (F): 87 @ $38.30 · Option exercise (M): 178 (derivative) @ $0 | EDGAR |
| 2026-02-20 | 4 | MAHAN JAMES S III — Chief Executive Officer, Director, 10% owner | Sale (S): 9,238 @ $40.26 · Sale (S): 762 @ $41.15 · Sale (S): 10,000 @ $40.04 | EDGAR |
| 2026-02-19 | 4 | Moroz Mark Michael — Chief Banking Officer | Option exercise (M): 1,580 · Tax withholding (F): 703 @ $40.75 · Option exercise (M): 1,580 (derivative) @ $0 | EDGAR |
Recent 8-K events — Live Oak Bancshares, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-18 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-07-22 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-02 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-06-18 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-05-22 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-19 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-04-22 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-19 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-02-13 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-21 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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