MAHAN JAMES S III — SEC Form 4 filings
SEC reporting owner CIK 1036743. 27 Form 4 filings on record with FilingPulse; latest filed 2026-09-11.
Transaction summary — filings shown
Covers all 27 filings on record, filed 2025-02-18 to 2026-09-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 57 legs across 26 filings — 400,000 shares, $15,068,513 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: sale of 10,000 shares @ $43.10 ($430,973) in Live Oak Bancshares, Inc., filed 2026-08-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Live Oak Bancshares, Inc. (LOB) | Chief Executive Officer, Director, 10% owner | 27 | — | 57 legs · 400,000 sh · $15,068,513 | 1 |
Form 4 filings — MAHAN JAMES S III
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $38.63 · Sale (S): 10,000 @ $38.75 | EDGAR |
| 2026-09-08 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $39.75 | EDGAR |
| 2026-09-03 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,742 @ $39.53 · Sale (S): 258 @ $39.88 | EDGAR |
| 2026-08-28 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $39.99 · Sale (S): 10,000 @ $39.66 | EDGAR |
| 2026-08-21 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 8,002 @ $41.05 · Sale (S): 1,998 @ $41.97 · Sale (S): 10,000 @ $40.53 | EDGAR |
| 2026-08-14 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $42.75 · Sale (S): 10,000 @ $43.10 | EDGAR |
| 2026-06-12 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,085 @ $38.68 · Sale (S): 915 @ $39.20 · Sale (S): 10,000 @ $38.19 | EDGAR |
| 2026-06-05 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,363 @ $36.42 · Sale (S): 637 @ $37.14 · Sale (S): 9,921 @ $37.26 · Sale (S): 79 @ $37.65 | EDGAR |
| 2026-05-29 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $37.65 · Sale (S): 10,000 @ $37.25 | EDGAR |
| 2026-05-26 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 6,612 @ $36.92 · Sale (S): 3,388 @ $37.42 | EDGAR |
| 2026-05-21 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,645 @ $36.83 · Sale (S): 355 @ $37.15 | EDGAR |
| 2026-05-18 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $36.23 | EDGAR |
| 2026-05-15 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $35.96 | EDGAR |
| 2026-03-13 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $32.83 · Sale (S): 10,000 @ $32.50 | EDGAR |
| 2026-03-06 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $36.69 · Sale (S): 8,861 @ $35.37 · Sale (S): 1,139 @ $35.89 | EDGAR |
| 2026-02-27 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 7,463 @ $39.21 · Sale (S): 2,537 @ $39.65 · Sale (S): 8,754 @ $39.29 · Sale (S): 1,246 @ $40.00 | EDGAR |
| 2026-02-20 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,238 @ $40.26 · Sale (S): 762 @ $41.15 · Sale (S): 10,000 @ $40.04 | EDGAR |
| 2026-02-13 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,598 @ $40.84 · Sale (S): 402 @ $41.39 · Sale (S): 9,265 @ $40.05 · Sale (S): 735 @ $40.92 | EDGAR |
| 2026-02-06 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 9,760 @ $41.88 · Sale (S): 240 @ $42.44 · Sale (S): 9,350 @ $40.13 · Sale (S): 650 @ $41.34 | EDGAR |
| 2025-12-23 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $36.17 | EDGAR |
| 2025-12-19 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $35.97 | EDGAR |
| 2025-12-16 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $35.13 | EDGAR |
| 2025-12-12 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 3,505 @ $33.65 · Sale (S): 6,495 @ $34.69 | EDGAR |
| 2025-12-09 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $32.81 | EDGAR |
| 2025-12-05 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 6,082 @ $32.92 · Sale (S): 3,918 @ $33.24 | EDGAR |
| 2025-12-01 | 4 | Live Oak Bancshares, Inc. (LOB) | Sale (S): 10,000 @ $32.17 · Sale (S): 10,000 @ $32.04 | EDGAR |
| 2025-02-18 | 4 | Live Oak Bancshares, Inc. (LOB) | Gift (G): 72,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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