MCO insider filings
MOODYS CORP /DE/ — 50 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-10-05. Screen MCO transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 12 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 3 filings by 1 insider — 3,857 shares, $1,866,706 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 1,167 shares @ $501.89 ($585,706) by Fauber Robert, filed 2026-09-02.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Fauber Robert — President and CEO, Director | 3 | — | 6 legs · 3,857 sh · $1,866,706 | 12 |
| Minaya Jose — Director | 2 | — | — | 3 |
| Bermudez Jorge A. — Director | 1 | — | — | 2 |
| FORLENZA VINCENT A — Director | 1 | — | — | 2 |
| Seidman Leslie — Director | 1 | — | — | 2 |
| VAN SAUN BRUCE — Director | 1 | — | — | 2 |
| Esperdy Therese — Director | 1 | — | — | 1 |
| Phillips Jason D — Chief Acctg Off & Controller | 1 | — | — | 1 |
| Sawicki Lisa P — Director | 1 | — | — | 1 |
Recent insider filings — MOODYS CORP /DE/
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-10-05 | 4 | Minaya Jose — Director | Grant/award (A): 91.54 (derivative) @ $447.36 | EDGAR |
| 2026-10-02 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $455 · Option exercise (M): 51 @ $113.34 · Option exercise (M): 572 @ $167.50 · Sale (S): 623 @ $455 · Option exercise (M): 51 (derivative) @ $0 · Option exercise (M): 572 (derivative) @ $0 | EDGAR |
| 2026-10-02 | 4 | Phillips Jason D — Chief Acctg Off & Controller | Tax withholding (F): 21.36 @ $450.80 | EDGAR |
| 2026-09-08 | 4 | VAN SAUN BRUCE — Director | Grant/award (A): 7 @ $0 · Grant/award (A): 13.38 @ $0 | EDGAR |
| 2026-09-08 | 4 | Bermudez Jorge A. — Director | Grant/award (A): 16 @ $0 · Grant/award (A): 1.30 @ $0 | EDGAR |
| 2026-09-08 | 4 | Seidman Leslie — Director | Grant/award (A): 14 @ $0 · Grant/award (A): 2.12 @ $0 | EDGAR |
| 2026-09-08 | 4 | Sawicki Lisa P — Director | Grant/award (A): 1.11 @ $0 | EDGAR |
| 2026-09-08 | 4 | Esperdy Therese — Director | Grant/award (A): 10.93 @ $0 | EDGAR |
| 2026-09-08 | 4 | Minaya Jose — Director | Grant/award (A): 6.08 @ $0 · Grant/award (A): 3.45 (derivative) @ $493.55 | EDGAR |
| 2026-09-08 | 4 | FORLENZA VINCENT A — Director | Grant/award (A): 15.19 @ $0 · Grant/award (A): 1.38 (derivative) @ $493.55 | EDGAR |
| 2026-09-02 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $501.89 · Option exercise (M): 592 @ $113.34 · Option exercise (M): 575 @ $167.50 · Sale (S): 1,167 @ $501.89 · Option exercise (M): 592 (derivative) @ $0 · Option exercise (M): 575 (derivative) @ $0 | EDGAR |
| 2026-08-04 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $484.30 · Option exercise (M): 592 @ $113.34 · Option exercise (M): 575 @ $167.50 · Sale (S): 1,167 @ $484.30 · Option exercise (M): 592 (derivative) @ $0 · Option exercise (M): 575 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Steele Richard G — SVP - General Counsel | Sale (S): 157 @ $455.49 | EDGAR |
| 2026-07-02 | 4 | Minaya Jose — Director | Grant/award (A): 87.56 (derivative) @ $468.38 | EDGAR |
| 2026-07-02 | 4 | Kosmowski Christina — CEO, Moody's Analytics | Grant/award (A): 21,542 @ $0 | EDGAR |
| 2026-07-02 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $455.49 · Option exercise (M): 592 @ $113.34 · Option exercise (M): 575 @ $167.50 · Sale (S): 1,167 @ $455.49 · Option exercise (M): 592 (derivative) @ $0 · Option exercise (M): 575 (derivative) @ $0 | EDGAR |
| 2026-06-08 | 4 | Sawicki Lisa P — Director | Grant/award (A): 1.21 @ $0 | EDGAR |
| 2026-06-08 | 4 | Minaya Jose — Director | Grant/award (A): 6.63 @ $0 · Grant/award (A): 3.56 (derivative) @ $451.35 | EDGAR |
| 2026-06-08 | 4 | Esperdy Therese — Director | Grant/award (A): 11.91 @ $0 | EDGAR |
| 2026-06-08 | 4 | Seidman Leslie — Director | Grant/award (A): 16 @ $0 · Grant/award (A): 2.31 @ $0 | EDGAR |
| 2026-06-08 | 4 | Bermudez Jorge A. — Director | Grant/award (A): 19 @ $0 · Grant/award (A): 1.42 @ $0 | EDGAR |
| 2026-06-08 | 4 | FORLENZA VINCENT A — Director | Grant/award (A): 16.55 @ $0 · Grant/award (A): 1.50 (derivative) @ $451.35 | EDGAR |
| 2026-06-08 | 4 | VAN SAUN BRUCE — Director | Grant/award (A): 7 @ $0 · Grant/award (A): 14.59 @ $0 | EDGAR |
| 2026-06-02 | 4 | Steele Richard G — SVP - General Counsel | Sale (S): 158 @ $453.67 | EDGAR |
| 2026-06-02 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $453.67 · Option exercise (M): 592 @ $113.34 · Option exercise (M): 575 @ $167.50 · Sale (S): 1,167 @ $453.67 · Option exercise (M): 592 (derivative) @ $0 · Option exercise (M): 575 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Steele Richard G — SVP - General Counsel | Sale (S): 158 @ $466.39 | EDGAR |
| 2026-05-04 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $466.39 · Option exercise (M): 592 @ $113.34 · Option exercise (M): 575 @ $167.50 · Sale (S): 1,167 @ $466.39 · Option exercise (M): 592 (derivative) @ $0 · Option exercise (M): 575 (derivative) @ $0 | EDGAR |
| 2026-04-03 | 4 | Steele Richard G — SVP - General Counsel | Sale (S): 34 @ $437.77 · Sale (S): 124 @ $437.77 | EDGAR |
| 2026-04-03 | 4 | Minaya Jose — Director | Grant/award (A): 93.39 (derivative) @ $438.78 | EDGAR |
| 2026-04-03 | 4 | Fauber Robert — President and CEO, Director | Sale (S): 300 @ $437.77 · Option exercise (M): 592 @ $113.34 · Sale (S): 592 @ $437.77 · Option exercise (M): 575 @ $167.50 · Sale (S): 575 @ $437.77 · Option exercise (M): 592 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-17 | 4 | Sawicki Lisa P — Director | Grant/award (A): 528 @ $0 | EDGAR |
| 2026-03-17 | 4 | Minaya Jose — Director | Grant/award (A): 10.36 @ $0 · Grant/award (A): 3.49 (derivative) @ $430.01 | EDGAR |
| 2026-03-17 | 4 | Esperdy Therese — Director | Grant/award (A): 15.89 @ $0 | EDGAR |
| 2026-03-17 | 4 | Seidman Leslie — Director | Grant/award (A): 17 @ $0 · Grant/award (A): 5.84 @ $0 | EDGAR |
| 2026-03-17 | 4 | Bermudez Jorge A. — Director | Grant/award (A): 20 @ $0 · Grant/award (A): 1.48 @ $0 | EDGAR |
| 2026-03-17 | 4 | FORLENZA VINCENT A — Director | Grant/award (A): 22.07 @ $0 · Grant/award (A): 1.56 (derivative) @ $430.01 | EDGAR |
| 2026-03-17 | 4 | VAN SAUN BRUCE — Director | Grant/award (A): 8 @ $0 · Grant/award (A): 18.69 @ $0 | EDGAR |
| 2026-03-05 | 4 | Phillips Jason D — Chief Acctg Off & Controller | Sale (S): 333.12 @ $472.61 | EDGAR |
| 2026-03-05 | 4 | Heuland Noemie Clemence — SVP & Chief Financial Officer | Sale (S): 100 @ $465.87 | EDGAR |
| 2026-03-05 | 4 | West Michael L — President, Moody's Investors | Sale (S): 4,250 @ $473.72 | EDGAR |
| 2026-03-04 | 4 | Steele Richard G — SVP - General Counsel | Grant/award (A): 1,308 @ $0 · Tax withholding (F): 731.84 @ $467.49 · Sale (S): 375 @ $456.71 | EDGAR |
| 2026-03-04 | 4 | Fauber Robert — President and CEO, Director | Grant/award (A): 35,556 @ $0 · Tax withholding (F): 23,164.07 @ $467.49 · Sale (S): 5,213 @ $456.71 | EDGAR |
| 2026-03-03 | 4 | Phillips Jason D — Chief Acctg Off & Controller | Tax withholding (F): 207.55 @ $467.49 | EDGAR |
| 2026-03-03 | 4 | Heuland Noemie Clemence — SVP & Chief Financial Officer | Tax withholding (F): 327.59 @ $467.49 | EDGAR |
| 2026-03-03 | 4 | West Michael L — President, Moody's Investors | Grant/award (A): 7,272 @ $0 · Tax withholding (F): 4,050.12 @ $467.49 | EDGAR |
| 2026-02-27 | 4 | West Michael L — President, Moody's Investors | Option exercise (M): 2,139 @ $325.99 · Sale (S): 2,139 @ $474.19 · Option exercise (M): 1,188 @ $295.33 · Sale (S): 1,188 @ $473.94 · Option exercise (M): 2,139 (derivative) @ $0 · Option exercise (M): 1,188 (derivative) @ $0 | EDGAR |
| 2026-02-26 | 4 | Seidman Leslie — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-02-26 | 4 | Bermudez Jorge A. — Director | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-02-26 | 4 | FORLENZA VINCENT A — Director | Grant/award (A): 684 @ $0 | EDGAR |
| 2026-02-26 | 4 | VAN SAUN BRUCE — Director | Grant/award (A): 500 @ $0 | EDGAR |
Recent 8-K events — MOODYS CORP /DE/
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-12 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-22 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-22 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-16 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-04-15 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-18 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-12 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-19 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-22 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-17 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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