VAN SAUN BRUCE — SEC Form 4 filings
SEC reporting owner CIK 1199914. 23 Form 4 filings on record with FilingPulse; latest filed 2026-09-08.
Transaction summary — filings shown
Covers all 23 filings on record, filed 2024-02-15 to 2026-09-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 129,369 shares, $9,323,624 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 47.
- Largest priced transaction: sale of 129,369 shares @ $72.07 ($9,323,624) in CITIZENS FINANCIAL GROUP INC/RI, filed 2026-07-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RI (CFG) | Chairman and CEO, Director | 9 | — | 1 leg · 129,369 sh · $9,323,624 | 14 |
| MOODYS CORP /DE/ (MCO) | Director | 14 | — | — | 33 |
Form 4 filings — VAN SAUN BRUCE
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-08 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 7 @ $0 · Grant/award (A): 13.38 @ $0 | EDGAR |
| 2026-07-28 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Sale (S): 129,369 @ $72.07 · Gift (G): 20,850 @ $0 · Gift (G): 17,500 @ $0 | EDGAR |
| 2026-06-08 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 7 @ $0 · Grant/award (A): 14.59 @ $0 | EDGAR |
| 2026-03-17 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 8 @ $0 · Grant/award (A): 18.69 @ $0 | EDGAR |
| 2026-03-03 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 51,916 @ $0 · Tax withholding (F): 79,315 @ $60.19 | EDGAR |
| 2026-02-26 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 500 @ $0 | EDGAR |
| 2026-02-13 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 89,433 @ $0 | EDGAR |
| 2025-12-16 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 6 @ $486.16 · Grant/award (A): 10.47 @ $486.75 · Grant/award (A): 0.84 (derivative) @ $0 | EDGAR |
| 2025-12-11 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Gift (G): 3,420 @ $55.94 · Gift (G): 4,580 @ $58.35 | EDGAR |
| 2025-09-08 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 6 @ $502.22 · Grant/award (A): 10.21 @ $498.37 · Grant/award (A): 0.82 (derivative) @ $0 | EDGAR |
| 2025-06-09 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 6 @ $490.78 · Grant/award (A): 10.35 @ $490.52 · Grant/award (A): 0.83 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 7 @ $442.55 · Grant/award (A): 15.79 @ $445.10 · Grant/award (A): 0.92 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 62,264 @ $0 · Tax withholding (F): 70,708 @ $45.77 | EDGAR |
| 2025-02-24 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 435 @ $505.31 | EDGAR |
| 2025-02-13 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 76,720 @ $0 | EDGAR |
| 2024-12-17 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 8.33 @ $491.67 · Grant/award (A): 5 @ $496.04 · Grant/award (A): 0.98 (derivative) @ $0 | EDGAR |
| 2024-10-25 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Gift (G): 8,035 @ $0 | EDGAR |
| 2024-09-10 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 6 @ $484.55 · Grant/award (A): 8.51 @ $480.40 · Grant/award (A): 1.00 (derivative) @ $0 | EDGAR |
| 2024-06-11 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 7 @ $403.57 · Grant/award (A): 10.09 @ $404.47 · Grant/award (A): 1.18 (derivative) @ $0 | EDGAR |
| 2024-03-18 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 7 @ $378.72 · Grant/award (A): 16.34 @ $382.31 · Grant/award (A): 1.25 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 72,927 @ $0 · Tax withholding (F): 79,293 @ $31.39 | EDGAR |
| 2024-02-22 | 4 | MOODYS CORP /DE/ (MCO) | Grant/award (A): 561 @ $374.40 | EDGAR |
| 2024-02-15 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 103,712 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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