NHS insider filings
Neuberger High Yield Strategies Fund Inc. — 11 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-09-01. Screen NHS transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 1 insider filing (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ — 10% owner & BANK OF AMERICA NA — 10% owner | 1 | — | — | 1 |
Recent insider filings — Neuberger High Yield Strategies Fund Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | BANK OF AMERICA CORP /DE/ — 10% owner BANK OF AMERICA NA — 10% owner | Other (J): 100 | EDGAR |
| 2026-04-27 | 4 | Kocinski Chris | Option exercise/expiry (X): 7,000 @ $6.50 · Option exercise/expiry (X): 21,000 (derivative) | EDGAR |
| 2026-04-24 | 4 | Lind Joseph | Option exercise/expiry (X): 12,833 @ $6.50 · Option exercise/expiry (X): 12,833 (derivative) | EDGAR |
| 2025-07-21 | 4 | Kocinski Chris | Purchase (P): 6,000 @ $7.40 | EDGAR |
| 2025-05-30 | 4 | Kocinski Chris | Purchase (P): 15,000 @ $7.44 | EDGAR |
| 2023-09-20 | 4 | MetLife Investment Management, LLC — 10% owner | Other (J): 5,190,034 · Other (J): 5,726,934 · Other (J): 8,583,032 · Other (J): 26,500,000 · Other (J): 3,968,000 · Other (J): 768,000 · +1 more | EDGAR |
| 2023-07-05 | 4 | Lind Joseph | Option exercise/expiry (X): 5,833 @ $7.42 · Option exercise/expiry (X): 5,833 (derivative) | EDGAR |
| 2023-07-05 | 4 | TANK BRADLEY | Option exercise/expiry (X): 67,472 @ $7.42 · Option exercise/expiry (X): 46,148 @ $7.42 · Option exercise/expiry (X): 6,028 @ $7.42 · Option exercise/expiry (X): 67,472 (derivative) · Option exercise/expiry (X): 46,148 (derivative) · Option exercise/expiry (X): 6,028 (derivative) | EDGAR |
| 2023-06-23 | 4 | Lind Joseph | Option exercise/expiry (X): 6,667 @ $7.42 · Option exercise/expiry (X): 20,000 (derivative) | EDGAR |
| 2023-06-23 | 4 | MORRISS GEORGE W — Director | Option exercise/expiry (X): 3,422 @ $7.42 · Option exercise/expiry (X): 10,267 (derivative) | EDGAR |
| 2023-06-23 | 4 | TANK BRADLEY | Option exercise/expiry (X): 33,736 @ $7.42 · Option exercise/expiry (X): 23,074 @ $7.42 · Option exercise/expiry (X): 3,014 @ $7.42 · Option exercise/expiry (X): 101,204 (derivative) · Option exercise/expiry (X): 69,221 (derivative) · Option exercise/expiry (X): 9,040 (derivative) | EDGAR |
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