BANK OF AMERICA NA — SEC Form 4 filings
SEC reporting owner CIK 1102113. 19 Form 4 filings on record with FilingPulse; latest filed 2026-09-01.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-10-30 to 2026-09-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 117 legs across 10 filings — 74,481 shares, $963,766 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 165 legs across 12 filings — 20,417,031 shares, $2,024,341,916 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 103.
- Largest priced transaction: sale of 20,249,064 shares @ $99.92 ($2,023,286,475) in GABELLI UTILITY TRUST, filed 2024-11-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GABELLI UTILITY TRUST (GUT) | 10% owner | 1 | — | 1 leg · 20,249,064 sh · $2,023,286,475 | — |
| Nuveen Quality Municipal Income Fund (NAD) | 10% owner | 1 | 2 legs · 23,955 sh · $303,789 | 28 legs · 16,555 sh · $215,383 | 30 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) | 10% owner | 1 | 8 legs · 11,837 sh · $178,060 | 22 legs · 9,874 sh · $147,668 | 22 |
| AgEagle Aerial Systems Inc. (UAVS) | 10% owner | 1 | — | 1 leg · 102,185 sh · $256,484 | — |
| PUTNAM MANAGED MUNICIPAL INCOME TRUST (PMM) | 10% owner | 1 | 19 legs · 10,671 sh · $79,306 | 11 legs · 14,365 sh · $107,135 | — |
| NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) | 10% owner | 1 | 15 legs · 6,562 sh · $92,231 | 15 legs · 6,562 sh · $92,019 | 30 |
| HCA Healthcare, Inc. (HCA) | 10% owner | 1 | 13 legs · 3,436 sh · $88,208 | 17 legs · 3,178 sh · $79,816 | — |
| BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (BNY) | 10% owner | 1 | 16 legs · 6,145 sh · $71,602 | 14 legs · 6,145 sh · $72,280 | 6 |
| BLACKROCK MUNICIPAL INCOME FUND, INC. (MUI) | 10% owner | 1 | 7 legs · 6,159 sh · $74,303 | 23 legs · 4,331 sh · $52,186 | 6 |
| Nuveen Municipal Credit Income Fund (NZF) | 10% owner | 1 | 30 legs · 3,870 sh · $52,899 | — | 4 |
+7 more issuers among the filings shown — every filing appears in the table below.
Form 4 filings — BANK OF AMERICA NA
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | Neuberger High Yield Strategies Fund Inc. (NHS) jointly with BANK OF AMERICA CORP /DE/ | Other (J): 100 | EDGAR |
| 2026-07-22 | 4 | Bluejay Diagnostics, Inc. (BJDX) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Holdings only — no transactions reported | EDGAR |
| 2026-07-10 | 4 | Bluejay Diagnostics, Inc. (BJDX) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Holdings only — no transactions reported | EDGAR |
| 2026-06-15 | 4 | Aditxt, Inc. (ADTX) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Purchase (P): 1 @ $0.02 · Purchase (P): 1 @ $0.02 · Purchase (P): 1 @ $0.01 · Purchase (P): 1 @ $0.01 · Purchase (P): 3 @ $0.01 · Sale (S): 15 @ $0.01 | EDGAR |
| 2026-06-02 | 4 | Eaton Vance Senior Floating-Rate Trust (EFR) jointly with BANK OF AMERICA CORP /DE/ | Other (J): 101 · Other (J): 194 · Other (J): 127 · Other (J): 192 | EDGAR |
| 2026-02-04 | 4 | ENvue Medical, Inc. (FEED) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Sale (S): 100 @ $3.05 · Sale (S): 10 @ $3.05 · Sale (S): 4 @ $3.05 · Sale (S): 4 @ $3.05 · Sale (S): 100 @ $3.04 · Sale (S): 200 @ $3.06 · +24 more | EDGAR |
| 2025-10-03 | 4 | Aptevo Therapeutics Inc. (APVO) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Holdings only — no transactions reported | EDGAR |
| 2025-03-28 | 4 | HCA Healthcare, Inc. (HCA) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 670 @ $27.97 · Sale (S): 477 @ $21.90 · Purchase (P): 477 @ $23.29 · Sale (S): 100 @ $26.58 · Purchase (P): 100 @ $26.58 · Sale (S): 100 @ $26.58 · +24 more | EDGAR |
| 2025-03-12 | 4 | SOBR Safe, Inc. (SOBR) jointly with BANK OF AMERICA CORP /DE/ | Holdings only — no transactions reported | EDGAR |
| 2024-12-20 | 4 | PUTNAM MANAGED MUNICIPAL INCOME TRUST (PMM) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BOFA SECURITIES, INC. | Sale (S): 2,000 @ $7.91 · Purchase (P): 102 @ $7.80 · Purchase (P): 700 @ $7.80 · Purchase (P): 700 @ $7.80 · Purchase (P): 398 @ $7.80 · Purchase (P): 100 @ $7.80 · +24 more | EDGAR |
| 2024-12-20 | 4 | Eaton Vance Senior Floating-Rate Trust (EFR) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Sale (S): 39 @ $13.12 · Purchase (P): 39 @ $12.78 · Sale (S): 1,800 @ $12.81 · Purchase (P): 1,800 @ $12.71 | EDGAR |
| 2024-12-13 | 4 | NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BOFA SECURITIES, INC. | Purchase (P): 1,000 @ $13.73 · Sale (S): 1,000 @ $13.69 · Sale (S): 200 @ $13.63 · Sale (S): 33 @ $13.63 · Sale (S): 17 @ $13.63 · Purchase (P): 250 @ $13.63 · +54 more | EDGAR |
| 2024-12-13 | 4 | Nuveen Quality Municipal Income Fund (NAD) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BOFA SECURITIES, INC. | Purchase (P): 23,855 @ $12.68 · Sale (S): 98 @ $12.97 · Sale (S): 400 @ $12.95 · Sale (S): 300 @ $12.98 · Sale (S): 400 @ $12.96 · Sale (S): 100 @ $12.97 · +54 more | EDGAR |
| 2024-12-13 | 4 | Nuveen Municipal Credit Income Fund (NZF) jointly with BANK OF AMERICA CORP /DE/, MERRILL LYNCH, PIERCE, FENNER & SMITH INC., BOFA SECURITIES, INC. | Purchase (P): 100 @ $13.67 · Purchase (P): 100 @ $13.67 · Purchase (P): 470 @ $13.67 · Purchase (P): 100 @ $13.67 · Purchase (P): 200 @ $13.67 · Purchase (P): 100 @ $13.67 · +28 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (BNY) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 200 @ $15.34 · Sale (S): 200 @ $15.37 · Sale (S): 100 @ $16.14 · Sale (S): 200 @ $16.14 · Sale (S): 600 @ $16.09 · Sale (S): 100 @ $16.13 · +30 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNICIPAL INCOME FUND, INC. (MUI) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 75 @ $12.18 · Purchase (P): 100 @ $12.17 · Purchase (P): 400 @ $12.17 · Sale (S): 400 @ $12.17 · Sale (S): 100 @ $12.17 · Sale (S): 75 @ $12.18 · +30 more | EDGAR |
| 2024-12-13 | 4 | BLACKROCK MUNIYIELD FUND, INC. (MYD) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Purchase (P): 1,050 @ $14.10 · Sale (S): 1,050 @ $14.18 · Sale (S): 4 @ $14.50 · Purchase (P): 340 @ $14.66 · Purchase (P): 4 @ $14.60 · Sale (S): 312 @ $14.60 · +46 more | EDGAR |
| 2024-11-26 | 4 | GABELLI UTILITY TRUST (GUT) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Sale (S): 20,249,064 @ $99.92 | EDGAR |
| 2024-10-30 | 4 | AgEagle Aerial Systems Inc. (UAVS) jointly with BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC. | Sale (S): 102,185 @ $2.51 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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