ELBAUM MARK — SEC Form 4 filings
SEC reporting owner CIK 1025424. 7 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2025-03-04 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 493 shares, $50,654 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 410 shares @ $102.88 ($42,181) in PennyMac Financial Services, Inc., filed 2025-04-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennyMac Financial Services, Inc. (PFSI) | Chief Capital Markets Officer | 5 | — | 2 legs · 493 sh · $50,654 | 4 |
| PennyMac Mortgage Investment Trust (PMT) | Chief Capital Markets Officer | 2 | — | — | 6 |
Form 4 filings — ELBAUM MARK
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 71 @ $91.93 | EDGAR |
| 2026-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 1,314 @ $12.15 | EDGAR |
| 2026-02-25 | 4 | PennyMac Mortgage Investment Trust (PMT) | Option exercise (M): 3,085 @ $0 · Tax withholding (F): 1,208 @ $12.29 · Grant/award (A): 18,518 @ $0 · Grant/award (A): 3,085 (derivative) @ $0 · Option exercise (M): 3,085 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 169 @ $92.01 | EDGAR |
| 2026-02-17 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 1,366 @ $0 · Grant/award (A): 3,470 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 410 @ $102.88 | EDGAR |
| 2025-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 83 @ $102.09 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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