Carlson Capital, L.P. — SEC Form 4 filings
SEC reporting owner CIK 1056973. 6 Form 4 filings on record with FilingPulse; latest filed 2026-04-13.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-07-01 to 2026-04-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 4 filings — 3,401,105 shares, $7,850,358 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 560,105 shares @ $6.59 ($3,691,092) in Runway Growth Finance Corp., filed 2026-04-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Glatfelter Corp (GLT) | 10% owner | 3 | — | 4 legs · 2,841,000 sh · $4,159,266 | — |
| Runway Growth Finance Corp. (RWAY) | 10% owner | 1 | — | 1 leg · 560,105 sh · $3,691,092 | — |
| SWK Holdings Corp (SWKH) | 10% owner | 2 | — | — | 11 |
Form 4 filings — Carlson Capital, L.P.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-13 | 4 | Runway Growth Finance Corp. (RWAY) jointly with Carlson Clint Duane | Sale (S): 560,105 @ $6.59 | EDGAR |
| 2026-04-08 | 4 | SWK Holdings Corp (SWKH) jointly with Carlson Clint Duane | Other (J): 8,493,088 @ $0 · Other (J): 12,287 @ $0 · Other (J): 399,567 @ $0 · Other (J): 62,106 @ $0 · Other (J): 62,106 @ $0 · Other (J): 62,106 @ $0 · +4 more | EDGAR |
| 2024-10-25 | 4 | SWK Holdings Corp (SWKH) jointly with Black Diamond Offshore Ltd., Double Black Diamond Offshore Ltd, Asgard Investment Corp. II, Carlson Clint Duane | Other (J): 600,678 @ $0 | EDGAR |
| 2024-09-26 | 4 | Glatfelter Corp (GLT) jointly with Double Black Diamond Offshore Ltd, Black Diamond Offshore Ltd., Asgard Investment Corp. II, Carlson Clint Duane | Sale (S): 320,691 @ $1.74 | EDGAR |
| 2024-09-23 | 4 | Glatfelter Corp (GLT) jointly with Double Black Diamond Offshore Ltd, Black Diamond Offshore Ltd., Asgard Investment Corp. II, Carlson Clint Duane | Sale (S): 50,000 @ $1.82 | EDGAR |
| 2024-07-01 | 4 | Glatfelter Corp (GLT) jointly with Black Diamond Arbitrage Offshore Ltd., EDCA 2019 Fund, L.P., Asgard Investment Corp. II, Carlson Clint Duane | Sale (S): 207,325 @ $1.65 · Sale (S): 2,262,984 @ $1.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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