SIEGERT PAUL ERIC — SEC Form 4 filings
SEC reporting owner CIK 1142662. 7 Form 4 filings on record with FilingPulse; latest filed 2026-05-22.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-08-20 to 2026-05-22. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 40,000 shares, $7,998,000 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: sale of 40,000 shares @ $199.95 ($7,998,000) in HOULIHAN LOKEY, INC., filed 2025-08-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HOULIHAN LOKEY, INC. (HLI) | CO-CHAIRMAN | 7 | — | 1 leg · 40,000 sh · $7,998,000 | 13 |
Form 4 filings — SIEGERT PAUL ERIC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-22 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 19,815 (derivative) @ $0 · Code (Z): 19,815 (derivative) @ $0 | EDGAR |
| 2026-05-19 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 9,359 (derivative) @ $150.35 | EDGAR |
| 2025-08-28 | 4 | HOULIHAN LOKEY, INC. (HLI) | Conversion (C): 40,000 @ $0 · Sale (S): 40,000 @ $199.95 · Conversion (C): 40,000 (derivative) @ $0 | EDGAR |
| 2025-07-21 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 2,818 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 21,661 (derivative) @ $0 · Code (Z): 21,661 (derivative) @ $0 | EDGAR |
| 2025-05-19 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 13,424 (derivative) @ $180.09 | EDGAR |
| 2024-08-20 | 4 | HOULIHAN LOKEY, INC. (HLI) | Conversion (C): 675 @ $0 · Gift (G): 675 @ $0 · Conversion (C): 675 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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