STARK DEREK — SEC Form 4 filings
SEC reporting owner CIK 1198631. 25 Form 4 filings on record with FilingPulse; latest filed 2026-03-16.
Transaction summary — filings shown
Covers all 25 filings on record, filed 2024-02-21 to 2026-03-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 5 filings — 15,672 shares, $1,535,159 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 72.
- Largest priced transaction: sale of 4,750 shares @ $109.56 ($520,410) in PennyMac Financial Services, Inc., filed 2025-08-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennyMac Financial Services, Inc. (PFSI) | Chief Legal Officer | 14 | — | 6 legs · 15,672 sh · $1,535,159 | 24 |
| PennyMac Mortgage Investment Trust (PMT) | Chief Legal Officer | 11 | — | — | 48 |
Form 4 filings — STARK DEREK
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-16 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 931 @ $11.89 | EDGAR |
| 2026-03-03 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 1,026 @ $12.26 | EDGAR |
| 2026-03-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 467 @ $91.93 · Sale (S): 1,066 @ $87.66 | EDGAR |
| 2026-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 954 @ $12.15 | EDGAR |
| 2026-02-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 345 @ $90.33 · Sale (S): 1,903 @ $91.50 | EDGAR |
| 2026-02-25 | 4 | PennyMac Mortgage Investment Trust (PMT) | Option exercise (M): 1,949 @ $0 · Option exercise (M): 1,768 @ $0 · Option exercise (M): 2,571 @ $0 · Tax withholding (F): 700 @ $12.29 · Tax withholding (F): 635 @ $12.29 · Tax withholding (F): 923 @ $12.29 · +7 more | EDGAR |
| 2026-02-24 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 2,130 @ $0 · Tax withholding (F): 780 @ $94.33 · Grant/award (A): 2,130 (derivative) @ $0 · Option exercise (M): 2,130 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 388 @ $92.01 | EDGAR |
| 2026-02-17 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 3,142 @ $0 · Grant/award (A): 7,981 (derivative) @ $0 | EDGAR |
| 2025-08-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,750 @ $109.56 | EDGAR |
| 2025-07-28 | 4 | PennyMac Financial Services, Inc. (PFSI) | Gift (G): 250 @ $0 | EDGAR |
| 2025-03-13 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 928 @ $14.33 | EDGAR |
| 2025-03-04 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 721 @ $14.39 | EDGAR |
| 2025-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 329 @ $102.09 · Sale (S): 2,110 @ $103.07 · Sale (S): 588 @ $101.52 | EDGAR |
| 2025-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 7,973 @ $0 · Option exercise (M): 2,257 @ $0 · Option exercise (M): 1,971 @ $0 · Option exercise (M): 1,789 @ $0 · Tax withholding (F): 808 @ $14.07 · Tax withholding (F): 706 @ $14.07 · +8 more | EDGAR |
| 2025-02-25 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 917 @ $101.25 · Tax withholding (F): 344 @ $101.25 | EDGAR |
| 2025-02-19 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 2,825 @ $0 · Grant/award (A): 7,204 (derivative) @ $0 | EDGAR |
| 2024-03-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 5,255 @ $89.44 | EDGAR |
| 2024-03-14 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 5,483 @ $0 · Option exercise (M): 2,294 @ $0 · Option exercise (M): 3,841 @ $0 · Option exercise (M): 3,693 @ $0 · Tax withholding (F): 819 @ $14.28 · Tax withholding (F): 1,371 @ $14.28 · +7 more | EDGAR |
| 2024-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 2,752 @ $0 · Option exercise (M): 4,368 @ $0 · Tax withholding (F): 1,559 @ $83.87 · Grant/award (A): 6,880 (derivative) @ $0 · Grant/award (A): 4,368 (derivative) @ $0 · Option exercise (M): 4,368 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 719 @ $13.81 | EDGAR |
| 2024-02-28 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 343 @ $87.06 · Tax withholding (F): 182 @ $87.06 | EDGAR |
| 2024-02-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 908 @ $86.77 | EDGAR |
| 2024-02-27 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 598 @ $13.95 | EDGAR |
| 2024-02-21 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 485 @ $13.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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