DALY RICHARD J — SEC Form 4 filings
SEC reporting owner CIK 1198860. 7 Form 4 filings on record with FilingPulse; latest filed 2025-04-03.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-02-16 to 2025-04-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 21,938 shares, $4,555,704 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 12,900 shares @ $207.66 ($2,678,849) in BROADRIDGE FINANCIAL SOLUTIONS, INC., filed 2024-09-09.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Executive Chairman, Director | 7 | — | 2 legs · 21,938 sh · $4,555,704 | 8 |
Form 4 filings — DALY RICHARD J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-04-03 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Tax withholding (F): 604 @ $244.72 | EDGAR |
| 2025-02-05 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 4,241 (derivative) @ $0 | EDGAR |
| 2024-11-22 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Gift (G): 1,000 @ $0 | EDGAR |
| 2024-09-09 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 14,510 @ $117.34 · Sale (S): 9,038 @ $207.66 · Sale (S): 12,900 @ $207.66 · Option exercise (M): 14,510 (derivative) @ $0 | EDGAR |
| 2024-08-14 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 1,239 @ $0 | EDGAR |
| 2024-04-02 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Tax withholding (F): 438 @ $203.23 | EDGAR |
| 2024-02-16 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 5,086 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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