BR insider filings
BROADRIDGE FINANCIAL SOLUTIONS, INC. — 50 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-10-06. Screen BR transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 25 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings by 2 insiders — 2,754 shares, $448,288 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 31.
- Largest priced transaction: sale of 2,501 shares @ $159.76 ($399,560) by Carey Thomas P, filed 2026-10-05.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Carey Thomas P — Corporate VP | 2 | — | 1 leg · 2,501 sh · $399,560 | 1 |
| Duelks Robert N — Director | 2 | — | 1 leg · 253 sh · $48,728 | 1 |
| Ghei Ashima — CFO | 2 | — | — | 5 |
| MURRAY EILEEN K — Director | 2 | — | — | 3 |
| Markus Maura A. — Director | 2 | — | — | 3 |
| Mosconi Patricia Ann — Director | 2 | — | — | 3 |
| Nazareth Annette L. — Director | 2 | — | — | 3 |
| Zavery Amit — Director | 2 | — | — | 3 |
| DESCHUTTER DOUGLAS RICHARD — Co-President ICS | 2 | — | — | 2 |
| Gokey Timothy C — CEO, Director | 2 | — | — | 2 |
+3 more insiders in the window, not shown — every filing appears in the table below.
Recent insider filings — BROADRIDGE FINANCIAL SOLUTIONS, INC.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-10-06 | 4 | Duelks Robert N — Director | Grant/award (A): 146 @ $0 | EDGAR |
| 2026-10-06 | 4 | FLOWERS MELVIN L — Director | Grant/award (A): 18 @ $0 | EDGAR |
| 2026-10-06 | 4 | Markus Maura A. — Director | Grant/award (A): 100 @ $0 · Grant/award (A): 37 @ $0 | EDGAR |
| 2026-10-06 | 4 | Nazareth Annette L. — Director | Grant/award (A): 22 @ $0 · Grant/award (A): 18 @ $0 | EDGAR |
| 2026-10-06 | 4 | Zavery Amit — Director | Grant/award (A): 34 @ $0 · Grant/award (A): 27 @ $0 | EDGAR |
| 2026-10-06 | 4 | Mosconi Patricia Ann — Director | Grant/award (A): 2 @ $0 · Grant/award (A): 1 @ $0 | EDGAR |
| 2026-10-06 | 4 | MURRAY EILEEN K — Director | Grant/award (A): 20 @ $0 · Grant/award (A): 18 @ $0 | EDGAR |
| 2026-10-05 | 4 | Ghei Ashima — CFO | Option exercise (M): 406 @ $0 · Tax withholding (F): 147 @ $161.15 · Tax withholding (F): 168 @ $161.15 · Option exercise (M): 406 (derivative) @ $0 | EDGAR |
| 2026-10-05 | 4 | DESCHUTTER DOUGLAS RICHARD — Co-President ICS | Tax withholding (F): 911 @ $161.15 | EDGAR |
| 2026-10-05 | 4 | Gokey Timothy C — CEO, Director | Tax withholding (F): 16,982 @ $161.15 | EDGAR |
| 2026-10-05 | 4 | PERRY CHRISTOPHER JOHN — President, Director | Tax withholding (F): 4,752 @ $161.15 | EDGAR |
| 2026-10-05 | 4 | Stingi Richard John — Corporate VP and CHRO | Tax withholding (F): 1,109 @ $161.15 | EDGAR |
| 2026-10-05 | 4 | Carey Thomas P — Corporate VP | Sale (S): 2,501 @ $159.76 | EDGAR |
| 2026-09-28 | 4 | Markus Maura A. — Director | Grant/award (A): 209 @ $0 | EDGAR |
| 2026-09-28 | 4 | Zavery Amit — Director | Grant/award (A): 180 @ $0 | EDGAR |
| 2026-09-28 | 4 | Mosconi Patricia Ann — Director | Grant/award (A): 180 @ $0 | EDGAR |
| 2026-09-28 | 4 | MURRAY EILEEN K — Director | Grant/award (A): 389 @ $0 | EDGAR |
| 2026-09-28 | 4 | Nazareth Annette L. — Director | Grant/award (A): 180 @ $0 | EDGAR |
| 2026-08-14 | 4 | Carey Thomas P — Corporate VP | Grant/award (A): 5,275 @ $0 | EDGAR |
| 2026-08-14 | 4 | DESCHUTTER DOUGLAS RICHARD — Co-President ICS | Grant/award (A): 1,783 @ $0 | EDGAR |
| 2026-08-14 | 4 | Ghei Ashima — CFO | Grant/award (A): 466 @ $0 | EDGAR |
| 2026-08-14 | 4 | Gokey Timothy C — CEO, Director | Grant/award (A): 33,265 @ $0 | EDGAR |
| 2026-08-14 | 4 | PERRY CHRISTOPHER JOHN — President, Director | Grant/award (A): 9,308 @ $0 | EDGAR |
| 2026-08-14 | 4 | Stingi Richard John — Corporate VP and CHRO | Grant/award (A): 2,172 @ $0 | EDGAR |
| 2026-08-10 | 4/A | Duelks Robert N — Director | Sale (S): 253 @ $192.60 | EDGAR |
| 2026-07-06 | 4 | Markus Maura A. — Director | Grant/award (A): 98 @ $0 · Grant/award (A): 36 @ $0 | EDGAR |
| 2026-07-06 | 4 | Duelks Robert N — Director | Grant/award (A): 143 @ $0 | EDGAR |
| 2026-07-06 | 4 | Mosconi Patricia Ann — Director | Grant/award (A): 2 @ $0 · Grant/award (A): 1 @ $0 | EDGAR |
| 2026-07-06 | 4 | Nazareth Annette L. — Director | Grant/award (A): 21 @ $0 · Grant/award (A): 18 @ $0 | EDGAR |
| 2026-07-06 | 4 | Zavery Amit — Director | Grant/award (A): 33 @ $0 · Grant/award (A): 27 @ $0 | EDGAR |
| 2026-07-06 | 4 | MURRAY EILEEN K — Director | Grant/award (A): 20 @ $0 · Grant/award (A): 18 @ $0 | EDGAR |
| 2026-07-06 | 4 | FLOWERS MELVIN L — Director | Grant/award (A): 18 @ $0 | EDGAR |
| 2026-06-29 | 4 | Ghei Ashima — CFO | Option exercise (M): 2,509 @ $0 · Tax withholding (F): 905 @ $137.93 · Option exercise (M): 2,509 (derivative) @ $0 | EDGAR |
| 2026-06-11 | 4 | Mosconi Patricia Ann — Director | Grant/award (A): 206 @ $0 | EDGAR |
| 2026-06-11 | 4 | Markus Maura A. — Director | Grant/award (A): 239 @ $0 | EDGAR |
| 2026-06-11 | 4 | Zavery Amit — Director | Grant/award (A): 206 @ $0 | EDGAR |
| 2026-06-11 | 4 | Nazareth Annette L. — Director | Grant/award (A): 206 @ $0 | EDGAR |
| 2026-06-11 | 4 | MURRAY EILEEN K — Director | Grant/award (A): 445 @ $0 | EDGAR |
| 2026-06-05 | 4 | Jarkowski Hope M. — Chief Legal Officer | Sale (S): 1,966 @ $155.00 | EDGAR |
| 2026-04-09 | 4 | Zavery Amit — Director | Grant/award (A): 27 @ $0 · Grant/award (A): 24 @ $0 | EDGAR |
| 2026-04-09 | 4 | Nazareth Annette L. — Director | Grant/award (A): 17 @ $0 · Grant/award (A): 16 @ $0 | EDGAR |
| 2026-04-09 | 4 | Mosconi Patricia Ann — Director | Grant/award (A): 2 @ $0 | EDGAR |
| 2026-04-09 | 4 | Markus Maura A. — Director | Grant/award (A): 87 @ $0 · Grant/award (A): 29 @ $0 | EDGAR |
| 2026-04-09 | 4 | Duelks Robert N — Director | Grant/award (A): 127 @ $0 | EDGAR |
| 2026-04-09 | 4 | MURRAY EILEEN K — Director | Grant/award (A): 16 @ $0 · Grant/award (A): 13 @ $0 | EDGAR |
| 2026-04-09 | 4 | keller brett — Director | Grant/award (A): 54 @ $0 · Grant/award (A): 26 @ $0 | EDGAR |
| 2026-04-09 | 4 | FLOWERS MELVIN L — Director | Grant/award (A): 16 @ $0 | EDGAR |
| 2026-04-08 | 4 | Nazareth Annette L. — Director | Grant/award (A): 177 @ $0 | EDGAR |
| 2026-04-08 | 4 | MURRAY EILEEN K — Director | Grant/award (A): 384 @ $0 | EDGAR |
| 2026-04-08 | 4 | keller brett — Director | Grant/award (A): 177 @ $0 | EDGAR |
Recent 8-K events — BROADRIDGE FINANCIAL SOLUTIONS, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-04 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events | EDGAR |
| 2026-06-10 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-21 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-15 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-06 | 8-K | 1.01 — Entry into a Material Definitive Agreement 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-06 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-06 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-09 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-03 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
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