Carey Thomas P — SEC Form 4 filings
SEC reporting owner CIK 1731499. 13 Form 4 filings on record with FilingPulse; latest filed 2026-08-14.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-16 to 2026-08-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 11 legs across 6 filings — 55,519 shares, $12,315,786 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 13,208 shares @ $230.32 ($3,042,105) in BROADRIDGE FINANCIAL SOLUTIONS, INC., filed 2024-12-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Corporate VP | 13 | — | 11 legs · 55,519 sh · $12,315,786 | 19 |
Form 4 filings — Carey Thomas P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-14 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 5,275 @ $0 | EDGAR |
| 2026-03-06 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 25,977 (derivative) @ $0 | EDGAR |
| 2025-12-04 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 6,000 @ $148.07 · Option exercise (M): 4,163 @ $93.88 · Sale (S): 1,150 @ $229.26 · Sale (S): 3,516 @ $229.26 · Sale (S): 5,548 @ $229.26 · Option exercise (M): 4,163 (derivative) @ $0 · +1 more | EDGAR |
| 2025-05-14 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Sale (S): 3,607 @ $237.26 | EDGAR |
| 2025-04-08 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Tax withholding (F): 2,462 @ $0 | EDGAR |
| 2025-02-05 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 15,384 (derivative) @ $0 | EDGAR |
| 2024-12-04 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 15,167 @ $117.34 · Sale (S): 2,502 @ $230.32 · Sale (S): 13,208 @ $230.32 · Option exercise (M): 15,167 (derivative) @ $0 | EDGAR |
| 2024-11-12 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 5,969 @ $93.88 · Option exercise (M): 3,000 @ $93.88 · Sale (S): 2,535 @ $226.82 · Sale (S): 3,177 @ $226.82 · Sale (S): 5,045 @ $226.82 · Option exercise (M): 3,000 (derivative) @ $0 · +1 more | EDGAR |
| 2024-08-14 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 5,116 @ $0 | EDGAR |
| 2024-05-21 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Sale (S): 2,500 @ $200.40 | EDGAR |
| 2024-04-08 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Tax withholding (F): 1,442 @ $202.75 | EDGAR |
| 2024-02-28 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 14,712 @ $98.31 · Sale (S): 12,731 @ $201.02 · Option exercise (M): 14,712 (derivative) @ $0 | EDGAR |
| 2024-02-16 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 16,955 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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