Markus Maura A. — SEC Form 4 filings
SEC reporting owner CIK 1571545. 32 Form 4 filings on record with FilingPulse; latest filed 2026-07-06.
Transaction summary — filings shown
Covers all 32 filings on record, filed 2024-01-09 to 2026-07-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 7,436 shares, $1,745,244 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 52.
- Largest priced transaction: sale of 3,880 shares @ $227.02 ($880,836) in BROADRIDGE FINANCIAL SOLUTIONS, INC., filed 2024-11-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Director | 25 | — | 2 legs · 7,436 sh · $1,745,244 | 40 |
| STIFEL FINANCIAL CORP (SF) | Director | 4 | — | — | 9 |
| DIEBOLD NIXDORF, Inc (DBD) | Director | 3 | — | — | 3 |
Form 4 filings — Markus Maura A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 98 @ $0 · Grant/award (A): 36 @ $0 | EDGAR |
| 2026-06-11 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 239 @ $0 | EDGAR |
| 2026-06-11 | 4 | STIFEL FINANCIAL CORP (SF) | Grant/award (A): 2,450 (derivative) @ $71.40 | EDGAR |
| 2026-06-08 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 2,812 @ $0 · Option exercise (M): 2,812 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | DIEBOLD NIXDORF, Inc (DBD) | Grant/award (A): 2,621 @ $0 | EDGAR |
| 2026-04-09 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 87 @ $0 · Grant/award (A): 29 @ $0 | EDGAR |
| 2026-04-08 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 206 @ $0 | EDGAR |
| 2026-01-06 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 62 @ $0 · Grant/award (A): 21 @ $0 | EDGAR |
| 2025-12-11 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 160 @ $0 | EDGAR |
| 2025-11-17 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 459 @ $0 · Grant/award (A): 1,758 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 57 @ $0 · Grant/award (A): 19 @ $0 | EDGAR |
| 2025-09-19 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 140 @ $0 | EDGAR |
| 2025-07-03 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 51 @ $0 · Grant/award (A): 16 @ $0 | EDGAR |
| 2025-06-13 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 146 @ $0 | EDGAR |
| 2025-06-06 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 1,914 @ $0 · Grant/award (A): 1,875 (derivative) @ $93.35 · Option exercise (M): 1,914 (derivative) @ $0 | EDGAR |
| 2025-06-05 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 5,771 @ $56.37 · Sale (S): 3,556 @ $243.08 · Option exercise (M): 5,771 (derivative) @ $0 | EDGAR |
| 2025-05-01 | 4 | DIEBOLD NIXDORF, Inc (DBD) | Grant/award (A): 4,800 @ $0 | EDGAR |
| 2025-04-07 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 50 @ $0 · Grant/award (A): 15 @ $0 | EDGAR |
| 2025-03-20 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 147 @ $0 | EDGAR |
| 2025-01-10 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 52 @ $0 · Grant/award (A): 15 @ $0 | EDGAR |
| 2024-12-17 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 152 @ $0 | EDGAR |
| 2024-11-15 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 458 @ $0 · Grant/award (A): 1,844 (derivative) @ $0 | EDGAR |
| 2024-11-12 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 6,469 @ $45.09 · Sale (S): 3,880 @ $227.02 · Option exercise (M): 6,469 (derivative) @ $0 | EDGAR |
| 2024-10-07 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 53 @ $0 · Grant/award (A): 16 @ $0 | EDGAR |
| 2024-09-25 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 166 @ $0 | EDGAR |
| 2024-08-08 | 4 | DIEBOLD NIXDORF, Inc (DBD) | Grant/award (A): 3,196 @ $0 | EDGAR |
| 2024-07-09 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 52 @ $0 · Grant/award (A): 14 @ $0 | EDGAR |
| 2024-06-14 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 163 @ $0 | EDGAR |
| 2024-06-07 | 4 | STIFEL FINANCIAL CORP (SF) | Option exercise (M): 2,504 @ $0 · Grant/award (A): 1,914 (derivative) @ $78.37 · Option exercise (M): 2,504 (derivative) @ $0 | EDGAR |
| 2024-04-08 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 51 @ $0 · Grant/award (A): 14 @ $0 | EDGAR |
| 2024-03-27 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 161 @ $0 | EDGAR |
| 2024-01-09 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 53 @ $0 · Grant/award (A): 14 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-09 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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