BONFIELD ANDREW R J — SEC Form 4 filings
SEC reporting owner CIK 1199292. 16 Form 4 filings on record with FilingPulse; latest filed 2026-05-07.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-26 to 2026-05-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 24 legs across 7 filings — 85,674 shares, $43,148,891 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
- Largest priced transaction: sale of 15,674 shares @ $918.71 ($14,399,861) in CATERPILLAR INC, filed 2026-05-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATERPILLAR INC (CAT) | CFO Emeritus | 16 | — | 24 legs · 85,674 sh · $43,148,891 | 34 |
Form 4 filings — BONFIELD ANDREW R J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-07 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 11,655 @ $253.98 · Option exercise (M): 7,673 @ $338.65 · Option exercise (M): 3,726 @ $332.04 · Tax withholding (F): 7,380 @ $920.72 · Sale (S): 15,674 @ $918.71 · Option exercise (M): 11,655 (derivative) @ $253.98 · +2 more | EDGAR |
| 2026-03-06 | 4 | CATERPILLAR INC (CAT) | Tax withholding (F): 449 @ $738.42 | EDGAR |
| 2026-03-04 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 1,749 @ $0 · Tax withholding (F): 445 @ $719.13 · Grant/award (A): 4,877 (derivative) @ $0 | EDGAR |
| 2026-02-12 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 10,907 @ $0 · Tax withholding (F): 4,299 @ $744.83 | EDGAR |
| 2026-01-05 | 4 | CATERPILLAR INC (CAT) | Sale (S): 812 @ $572.71 · Sale (S): 2,628 @ $573.61 · Sale (S): 1,431 @ $574.77 · Sale (S): 3,016 @ $575.77 · Sale (S): 1,473 @ $576.56 · Sale (S): 600 @ $577.79 · +1 more | EDGAR |
| 2025-12-02 | 4 | CATERPILLAR INC (CAT) | Sale (S): 1,378 @ $568.57 · Sale (S): 2,360 @ $569.35 · Sale (S): 381 @ $570.27 · Sale (S): 920 @ $571.38 · Sale (S): 2,120 @ $572.57 · Sale (S): 1,921 @ $573.63 · +1 more | EDGAR |
| 2025-07-21 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 14,186 @ $196.70 · Tax withholding (F): 9,683 @ $416.39 · Option exercise (M): 23,311 @ $253.98 · Tax withholding (F): 17,796 @ $416.39 · Option exercise (M): 14,186 (derivative) @ $196.70 · Option exercise (M): 23,311 (derivative) @ $253.98 | EDGAR |
| 2025-03-05 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 3,565 @ $0 · Tax withholding (F): 450 @ $325.30 · Grant/award (A): 11,176 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 11,775 @ $0 · Tax withholding (F): 4,706 @ $362.70 | EDGAR |
| 2025-01-17 | 4 | CATERPILLAR INC (CAT) | Sale (S): 10,000 @ $380.09 | EDGAR |
| 2024-11-26 | 4 | CATERPILLAR INC (CAT) | Sale (S): 3,504 @ $404.10 · Sale (S): 1,880 @ $405.06 · Sale (S): 2,481 @ $406.12 · Sale (S): 2,135 @ $406.79 | EDGAR |
| 2024-03-08 | 4 | CATERPILLAR INC (CAT) | Option exercise (M): 15,393 @ $219.76 · Tax withholding (F): 12,138 @ $340.39 · Option exercise (M): 14,186 @ $196.70 · Tax withholding (F): 10,613 @ $340.39 · Option exercise (M): 15,393 (derivative) @ $219.76 · Option exercise (M): 14,186 (derivative) @ $196.70 | EDGAR |
| 2024-03-06 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 3,543 @ $0 · Grant/award (A): 11,509 (derivative) @ $0 | EDGAR |
| 2024-02-15 | 4 | CATERPILLAR INC (CAT) | Grant/award (A): 12,520 @ $0 · Tax withholding (F): 5,066 @ $313.40 | EDGAR |
| 2024-02-06 | 4 | CATERPILLAR INC (CAT) | Sale (S): 10,000 @ $310.10 · Sale (S): 7,196 @ $332.69 · Sale (S): 2,804 @ $333.13 | EDGAR |
| 2024-01-26 | 4 | CATERPILLAR INC (CAT) | Sale (S): 10,000 @ $300.04 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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