TANZ STUART A — SEC Form 4 filings
SEC reporting owner CIK 1203845. 7 Form 4 filings on record with FilingPulse; latest filed 2026-06-01.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-01-16 to 2026-06-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Chief Executive Officer, Director | 6 | — | — | 13 |
| American Assets Trust, Inc. (AAT) | Director | 1 | — | — | 1 |
Form 4 filings — TANZ STUART A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-01 | 4 | American Assets Trust, Inc. (AAT) | Grant/award (A): 3,843 @ $0 | EDGAR |
| 2025-02-14 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Disposition to issuer (D): 2,235,965 @ $17.50 · Disposition to issuer (D): 80,590 @ $17.50 · Grant/award (A): 280,112 (derivative) @ $0 · Grant/award (A): 332,810 (derivative) @ $0 · Disposition to issuer (D): 726,649 (derivative) @ $17.50 | EDGAR |
| 2025-01-03 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Tax withholding (F): 38,268 @ $17.36 | EDGAR |
| 2024-12-30 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 219,178 @ $0 · Tax withholding (F): 203,007 @ $17.35 | EDGAR |
| 2024-12-16 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 128,788 @ $0 · Grant/award (A): 63,243 @ $0 | EDGAR |
| 2024-02-21 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 166,406 @ $0 | EDGAR |
| 2024-01-16 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 173,504 @ $0 · Tax withholding (F): 77,240 @ $14.03 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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