BADAVAS ROBERT P — SEC Form 4 filings
SEC reporting owner CIK 1207407. 10 Form 4 filings on record with FilingPulse; latest filed 2026-06-23.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-06-21 to 2026-06-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 15,457 shares, $230,357 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 4 legs across 2 filings — 30,000 shares, $590,423 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 13,300 shares @ $19.69 ($261,892) in Hercules Capital, Inc., filed 2024-06-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Hercules Capital, Inc. (HTGC) | Director | 10 | 4 legs · 15,457 sh · $230,357 | 4 legs · 30,000 sh · $590,423 | 14 |
Form 4 filings — BADAVAS ROBERT P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-23 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-23 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-23 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-23 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-03-30 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 3,658 @ $14.35 | EDGAR |
| 2026-02-27 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 5,000 @ $14.27 | EDGAR |
| 2026-02-25 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 5,000 @ $15.01 | EDGAR |
| 2025-05-09 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 1,799 @ $17.49 · Disposition to issuer (D): 1,411 @ $0 · Grant/award (A): 1,411 @ $0 | EDGAR |
| 2024-06-24 | 4/A | Hercules Capital, Inc. (HTGC) | Option exercise (M): 1,700 @ $16.34 · Sale (S): 1,700 @ $19.60 · Option exercise (M): 13,300 @ $16.34 · Sale (S): 13,300 @ $19.69 · Option exercise (M): 1,700 (derivative) @ $0 · Option exercise (M): 13,300 (derivative) @ $0 | EDGAR |
| 2024-06-21 | 4 | Hercules Capital, Inc. (HTGC) | Option exercise (M): 1,700 @ $16.34 · Sale (S): 1,700 @ $19.60 · Option exercise (M): 13,300 @ $16.34 · Sale (S): 13,300 @ $19.69 · Option exercise (M): 1,700 (derivative) @ $0 · Option exercise (M): 13,300 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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