HTGC insider transaction filings
Hercules Capital, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-07-13. Screen HTGC transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | Follmann Christian — Chief Operating Officer | Tax withholding (F): 1,433 @ $15.69 · Tax withholding (F): 1,365 @ $15.69 | EDGAR |
| 2026-07-13 | 4 | Botelho Kiersten Zaza — Chief Legal Officer & CCO | Tax withholding (F): 956 @ $15.69 · Tax withholding (F): 1,018 @ $15.69 | EDGAR |
| 2026-07-13 | 4 | Meyer Seth H — President | Tax withholding (F): 3,011 @ $15.69 · Tax withholding (F): 3,458 @ $15.69 | EDGAR |
| 2026-07-13 | 4 | Bluestein Scott — Chief Executive Officer, Director | Tax withholding (F): 9,741 @ $15.69 · Tax withholding (F): 10,652 @ $15.69 | EDGAR |
| 2026-06-23 | 4 | BADAVAS ROBERT P — Director | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-23 | 4 | BADAVAS ROBERT P — Director | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-23 | 4 | BADAVAS ROBERT P — Director | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-23 | 4 | BADAVAS ROBERT P — Director | Grant/award (A): 3,873 @ $15.49 | EDGAR |
| 2026-06-10 | 4 | Meyer Seth H — Chief Financial Officer | Tax withholding (F): 5 @ $15.45 | EDGAR |
| 2026-04-13 | 4 | Follmann Christian — Chief Operating Officer | Tax withholding (F): 1,365 @ $14.74 · Tax withholding (F): 1,433 @ $14.74 | EDGAR |
| 2026-04-13 | 4 | Botelho Kiersten Zaza — Chief Legal Officer & CCO | Tax withholding (F): 956 @ $14.74 · Tax withholding (F): 1,018 @ $14.74 | EDGAR |
| 2026-04-13 | 4 | Meyer Seth H — Chief Financial Officer | Tax withholding (F): 3,458 @ $14.74 · Tax withholding (F): 3,011 @ $14.74 | EDGAR |
| 2026-04-13 | 4 | Bluestein Scott — Chief Executive Officer | Tax withholding (F): 10,652 @ $14.74 · Tax withholding (F): 9,741 @ $14.74 | EDGAR |
| 2026-03-30 | 4 | Aguirre DeAnne — Director | Purchase (P): 7,317 @ $14.35 | EDGAR |
| 2026-03-30 | 4 | Loo Wade — Director | Purchase (P): 7,317 @ $14.35 | EDGAR |
| 2026-03-30 | 4 | Theodosopoulos Nikos — Director | Purchase (P): 7,317 @ $14.35 | EDGAR |
| 2026-03-30 | 4 | Fallon Thomas J — Director | Purchase (P): 7,300 @ $14.30 | EDGAR |
| 2026-03-30 | 4 | Randhawa Paramjeet K — Director | Purchase (P): 2,926 @ $14.35 | EDGAR |
| 2026-03-30 | 4 | CROWELL GAYLE A — Director | Purchase (P): 7,317 @ $14.35 | EDGAR |
| 2026-03-30 | 4 | BADAVAS ROBERT P — Director | Purchase (P): 3,658 @ $14.35 | EDGAR |
| 2026-03-09 | 4 | Meyer Seth H — Chief Financial Officer | Tax withholding (F): 5 @ $15.11 | EDGAR |
| 2026-03-05 | 4 | Follmann Christian — Chief Operating Officer | Purchase (P): 5,000 @ $14.68 | EDGAR |
| 2026-03-05 | 4 | Randhawa Paramjeet K — Director | Purchase (P): 3,050 @ $14.78 | EDGAR |
| 2026-03-05 | 4/A | Follmann Christian — Chief Operating Officer | Purchase (P): 5,000 @ $14.68 | EDGAR |
| 2026-03-02 | 4/A | Meyer Seth H — Chief Financial Officer | Purchase (P): 14,000 @ $14.33 | EDGAR |
| 2026-02-27 | 4 | Botelho Kiersten Zaza — Chief Legal Officer & CCO | Purchase (P): 1,300 @ $14.21 | EDGAR |
| 2026-02-27 | 4 | Meyer Seth H — Chief Financial Officer | Purchase (P): 7,000 @ $14.33 | EDGAR |
| 2026-02-27 | 4 | Theodosopoulos Nikos — Director | Purchase (P): 2,600 @ $14.21 | EDGAR |
| 2026-02-27 | 4 | Bluestein Scott — Chief Executive Officer | Purchase (P): 7,000 @ $14.35 | EDGAR |
| 2026-02-27 | 4 | Fallon Thomas J — Director | Purchase (P): 20,000 @ $14.20 | EDGAR |
| 2026-02-27 | 4 | BADAVAS ROBERT P — Director | Purchase (P): 5,000 @ $14.27 | EDGAR |
| 2026-02-26 | 4 | Loo Wade — Director | Purchase (P): 3,300 @ $14.98 | EDGAR |
| 2026-02-25 | 4 | Fallon Thomas J — Director | Purchase (P): 10,000 @ $14.98 | EDGAR |
| 2026-02-25 | 4 | CROWELL GAYLE A — Director | Purchase (P): 6,600 @ $15.20 | EDGAR |
| 2026-02-25 | 4 | BADAVAS ROBERT P — Director | Purchase (P): 5,000 @ $15.01 | EDGAR |
| 2026-02-24 | 4 | Bluestein Scott — Chief Executive Officer | Purchase (P): 30,000 @ $15.08 | EDGAR |
| 2026-02-19 | 4 | Theodosopoulos Nikos — Director | Purchase (P): 6,165 @ $15.93 | EDGAR |
| 2026-02-19 | 4 | Fallon Thomas J — Director | Purchase (P): 20,000 @ $15.88 | EDGAR |
| 2026-01-13 | 4 | Follmann Christian — Chief Operating Officer | Tax withholding (F): 7,580 @ $18.59 · Tax withholding (F): 1,178 @ $18.59 | EDGAR |
| 2026-01-13 | 4 | Botelho Kiersten Zaza — Chief Legal Officer & CCO | Tax withholding (F): 5,510 @ $18.59 · Tax withholding (F): 822 @ $18.59 | EDGAR |
| 2026-01-13 | 4 | Meyer Seth H — Chief Financial Officer | Tax withholding (F): 15,965 @ $18.59 · Tax withholding (F): 4,052 @ $18.59 | EDGAR |
| 2026-01-13 | 4 | Bluestein Scott — Chief Executive Officer | Tax withholding (F): 50,081 @ $18.59 · Tax withholding (F): 13,431 @ $18.59 | EDGAR |
| 2026-01-12 | 4 | Follmann Christian — Chief Operating Officer | Grant/award (A): 37,007 @ $18.24 | EDGAR |
| 2026-01-12 | 4 | Botelho Kiersten Zaza — Chief Legal Officer & CCO | Grant/award (A): 34,265 @ $18.24 | EDGAR |
| 2026-01-12 | 4 | Meyer Seth H — Chief Financial Officer | Grant/award (A): 84,978 @ $18.24 | EDGAR |
| 2026-01-12 | 4 | Bluestein Scott — Chief Executive Officer | Grant/award (A): 298,794 @ $18.24 | EDGAR |
| 2025-12-08 | 4 | Follmann Christian — Chief Operating Officer | Grant/award (A): 10,560 (derivative) @ $0 | EDGAR |
| 2025-12-08 | 4 | Botelho Kiersten Zaza — Chief Legal Officer & CCO | Grant/award (A): 10,560 (derivative) @ $0 | EDGAR |
| 2025-12-08 | 4 | Meyer Seth H — Chief Financial Officer | Tax withholding (F): 20 @ $0 · Grant/award (A): 7,920 (derivative) @ $0 | EDGAR |
| 2025-12-08 | 4 | Bluestein Scott — Chief Executive Officer | Grant/award (A): 23,759 (derivative) @ $0 | EDGAR |
Recent 8-K events — Hercules Capital, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-30 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-24 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-21 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events | EDGAR |
| 2026-06-18 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-04 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-12 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-10 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-03 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events | EDGAR |
| 2025-10-30 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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