Bluestein Scott — SEC Form 4 filings
SEC reporting owner CIK 1505910. 25 Form 4 filings on record with FilingPulse; latest filed 2026-07-13.
Transaction summary — filings shown
Covers all 25 filings on record, filed 2024-01-10 to 2026-07-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 37,000 shares, $552,850 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 100,000 shares, $1,958,640 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 100,000 shares @ $19.59 ($1,958,640) in Hercules Capital, Inc., filed 2024-09-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Hercules Capital, Inc. (HTGC) | Chief Executive Officer, Director | 25 | 2 legs · 37,000 sh · $552,850 | 1 leg · 100,000 sh · $1,958,640 | 26 |
Form 4 filings — Bluestein Scott
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 9,741 @ $15.69 · Tax withholding (F): 10,652 @ $15.69 | EDGAR |
| 2026-04-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 10,652 @ $14.74 · Tax withholding (F): 9,741 @ $14.74 | EDGAR |
| 2026-02-27 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 7,000 @ $14.35 | EDGAR |
| 2026-02-24 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 30,000 @ $15.08 | EDGAR |
| 2026-01-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 50,081 @ $18.59 · Tax withholding (F): 13,431 @ $18.59 | EDGAR |
| 2026-01-12 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 298,794 @ $18.24 | EDGAR |
| 2025-12-08 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 23,759 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 13,431 @ $16.70 | EDGAR |
| 2025-10-14 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 10,652 @ $17.06 | EDGAR |
| 2025-07-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 13,431 @ $18.94 | EDGAR |
| 2025-07-11 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 10,593 @ $18.56 | EDGAR |
| 2025-04-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 13,307 @ $16.83 | EDGAR |
| 2025-04-11 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 10,370 @ $17.49 | EDGAR |
| 2025-01-14 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 22,006 @ $19.73 | EDGAR |
| 2025-01-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 43,034 @ $19.98 · Grant/award (A): 241,742 @ $19.98 | EDGAR |
| 2024-12-09 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 33,051 (derivative) @ $0 | EDGAR |
| 2024-10-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 22,027 @ $19.63 | EDGAR |
| 2024-09-27 | 4 | Hercules Capital, Inc. (HTGC) | Sale (S): 100,000 @ $19.59 | EDGAR |
| 2024-07-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 21,928 @ $21.11 | EDGAR |
| 2024-04-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 21,926 @ $18.41 | EDGAR |
| 2024-01-30 | 4/A | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 59,861 @ $17.48 | EDGAR |
| 2024-01-30 | 4/A | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 9,044 @ $17.58 | EDGAR |
| 2024-01-17 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 9,158 @ $17.58 | EDGAR |
| 2024-01-16 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 60,189 @ $17.48 | EDGAR |
| 2024-01-10 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 264,368 @ $17.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1505910 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →