Follmann Christian — SEC Form 4 filings
SEC reporting owner CIK 1907321. 24 Form 4 filings on record with FilingPulse; latest filed 2026-07-13.
Transaction summary — filings shown
Covers all 24 filings on record, filed 2024-01-10 to 2026-07-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 10,395 shares, $153,843 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 395 shares, $7,043 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 25.
- Largest priced transaction: purchase of 5,000 shares @ $14.68 ($73,400) in Hercules Capital, Inc., filed 2026-03-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Hercules Capital, Inc. (HTGC) | Chief Operating Officer | 24 | 3 legs · 10,395 sh · $153,843 | 1 leg · 395 sh · $7,043 | 25 |
Form 4 filings — Follmann Christian
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,433 @ $15.69 · Tax withholding (F): 1,365 @ $15.69 | EDGAR |
| 2026-04-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,365 @ $14.74 · Tax withholding (F): 1,433 @ $14.74 | EDGAR |
| 2026-03-05 | 4/A | Hercules Capital, Inc. (HTGC) | Purchase (P): 5,000 @ $14.68 | EDGAR |
| 2026-03-05 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 5,000 @ $14.68 | EDGAR |
| 2026-01-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 7,580 @ $18.59 · Tax withholding (F): 1,178 @ $18.59 | EDGAR |
| 2026-01-12 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 37,007 @ $18.24 | EDGAR |
| 2025-12-08 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 10,560 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,176 @ $16.70 | EDGAR |
| 2025-10-14 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,362 @ $17.06 | EDGAR |
| 2025-07-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 829 @ $18.94 | EDGAR |
| 2025-07-11 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 960 @ $18.56 | EDGAR |
| 2025-06-05 | 4 | Hercules Capital, Inc. (HTGC) | Sale (S): 395 @ $17.83 · Purchase (P): 395 @ $17.83 | EDGAR |
| 2025-04-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 829 @ $16.83 | EDGAR |
| 2025-04-11 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 960 @ $17.49 | EDGAR |
| 2025-01-14 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,256 @ $19.73 | EDGAR |
| 2025-01-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 4,266 @ $19.98 · Grant/award (A): 33,784 @ $19.98 | EDGAR |
| 2024-12-09 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 10,576 (derivative) @ $0 | EDGAR |
| 2024-10-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,251 @ $19.63 | EDGAR |
| 2024-07-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,251 @ $21.11 | EDGAR |
| 2024-04-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 1,251 @ $18.41 | EDGAR |
| 2024-01-30 | 4/A | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 579 @ $17.58 | EDGAR |
| 2024-01-17 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 566 @ $17.58 | EDGAR |
| 2024-01-16 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 5,554 @ $17.48 | EDGAR |
| 2024-01-10 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 32,184 @ $17.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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