Botelho Kiersten Zaza — SEC Form 4 filings
SEC reporting owner CIK 1902313. 23 Form 4 filings on record with FilingPulse; latest filed 2026-07-13.
Transaction summary — filings shown
Covers all 23 filings on record, filed 2024-01-10 to 2026-07-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,300 shares, $18,473 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: purchase of 1,300 shares @ $14.21 ($18,473) in Hercules Capital, Inc., filed 2026-02-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Hercules Capital, Inc. (HTGC) | Chief Legal Officer & CCO | 23 | 1 leg · 1,300 sh · $18,473 | — | 28 |
Form 4 filings — Botelho Kiersten Zaza
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 956 @ $15.69 · Tax withholding (F): 1,018 @ $15.69 | EDGAR |
| 2026-04-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 956 @ $14.74 · Tax withholding (F): 1,018 @ $14.74 | EDGAR |
| 2026-02-27 | 4 | Hercules Capital, Inc. (HTGC) | Purchase (P): 1,300 @ $14.21 | EDGAR |
| 2026-01-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 5,510 @ $18.59 · Tax withholding (F): 822 @ $18.59 | EDGAR |
| 2026-01-12 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 34,265 @ $18.24 | EDGAR |
| 2025-12-08 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 10,560 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 822 @ $16.70 | EDGAR |
| 2025-10-14 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 956 @ $17.06 | EDGAR |
| 2025-07-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 770 @ $18.94 | EDGAR |
| 2025-07-11 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 912 @ $18.56 | EDGAR |
| 2025-04-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 788 @ $16.83 | EDGAR |
| 2025-04-11 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 843 @ $17.49 | EDGAR |
| 2025-01-14 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 213 @ $19.73 · Tax withholding (F): 819 @ $19.73 | EDGAR |
| 2025-01-13 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 4,295 @ $19.98 · Grant/award (A): 27,528 @ $19.98 | EDGAR |
| 2024-12-09 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 10,576 (derivative) @ $0 | EDGAR |
| 2024-10-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 213 @ $19.74 · Tax withholding (F): 803 @ $19.63 | EDGAR |
| 2024-07-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 806 @ $21.11 | EDGAR |
| 2024-07-12 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 214 @ $21.06 | EDGAR |
| 2024-04-15 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 822 @ $18.41 | EDGAR |
| 2024-04-12 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 217 @ $18.33 | EDGAR |
| 2024-01-16 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 2,602 @ $17.48 | EDGAR |
| 2024-01-12 | 4 | Hercules Capital, Inc. (HTGC) | Tax withholding (F): 171 @ $17.45 | EDGAR |
| 2024-01-10 | 4 | Hercules Capital, Inc. (HTGC) | Grant/award (A): 25,862 @ $17.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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