BOWEN JAMES A — SEC Form 4 filings
SEC reporting owner CIK 1241109. 10 Form 4 filings on record with FilingPulse; latest filed 2025-03-13.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-01-10 to 2025-03-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 7 filings — 149,500 shares, $2,168,496 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 32,565 shares, $376,505 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 50,000 shares @ $14.50 ($724,910) in FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND, filed 2024-03-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Director | 7 | 7 legs · 149,500 sh · $2,168,496 | — | — |
| First Trust Private Credit Fund (FTPCX) | 10% owner | 1 | — | 1 leg · 24,607 sh · $251,237 | — |
| FIRST TRUST ENHANCED EQUITY INCOME FUND (FFA) | Director | 1 | — | 1 leg · 4,003 sh · $84,114 | — |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) | Director | 1 | — | 1 leg · 3,955 sh · $41,154 | — |
Form 4 filings — BOWEN JAMES A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-03-13 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 30,000 @ $14.46 | EDGAR |
| 2024-12-17 | 4 | FIRST TRUST ENHANCED EQUITY INCOME FUND (FFA) | Sale (S): 4,003 @ $21.01 | EDGAR |
| 2024-12-17 | 4 | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) | Sale (S): 3,955 @ $10.41 | EDGAR |
| 2024-10-02 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 12,130 @ $15.09 | EDGAR |
| 2024-10-01 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 4,370 @ $15.20 | EDGAR |
| 2024-09-11 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 17,000 @ $14.75 | EDGAR |
| 2024-04-15 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 20,000 @ $14.07 | EDGAR |
| 2024-04-04 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 16,000 @ $14.25 | EDGAR |
| 2024-03-27 | 4 | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) | Purchase (P): 50,000 @ $14.50 | EDGAR |
| 2024-01-10 | 4 | First Trust Private Credit Fund (FTPCX) | Sale (S): 24,607 @ $10.21 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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