NYBERG RONALD — SEC Form 4 filings
SEC reporting owner CIK 1251343. 4 Form 4 filings on record with FilingPulse; latest filed 2025-12-19.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-10-21 to 2025-12-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 5,709 shares, $71,166 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 3,671 shares @ $11.28 ($41,409) in ADVENT CONVERTIBLE & INCOME FUND, filed 2024-10-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ADVENT CONVERTIBLE & INCOME FUND (AVK) | Trustee, Director | 1 | 1 leg · 3,671 sh · $41,409 | — | — |
| Guggenheim Active Allocation Fund (GUG) | Director | 2 | 2 legs · 1,626 sh · $24,760 | — | — |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) | Director | 1 | 1 leg · 412 sh · $4,998 | — | — |
Form 4 filings — NYBERG RONALD
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-19 | 4 | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) | Purchase (P): 412 @ $12.13 | EDGAR |
| 2025-12-19 | 4 | Guggenheim Active Allocation Fund (GUG) | Purchase (P): 321 @ $15.53 | EDGAR |
| 2025-05-08 | 4 | Guggenheim Active Allocation Fund (GUG) | Purchase (P): 1,305 @ $15.15 | EDGAR |
| 2024-10-21 | 4 | ADVENT CONVERTIBLE & INCOME FUND (AVK) | Purchase (P): 3,671 @ $11.28 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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