PERRY MICHAEL A — SEC Form 4 filings
SEC reporting owner CIK 1260775. 2 Form 4 filings on record with FilingPulse; latest filed 2024-03-11.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-03-11 to 2024-03-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 2 filings — 20,344 shares, $164,650 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 6,600 shares @ $8.67 ($57,221) in NUVEEN FLOATING RATE INCOME FUND, filed 2024-03-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NUVEEN FLOATING RATE INCOME FUND (JFR) | Vice President | 1 | 2 legs · 12,444 sh · $107,888 | — | — |
| Nuveen Preferred & Income Opportunities Fund (JPC) | Vice President | 1 | 1 leg · 7,900 sh · $56,762 | — | — |
Form 4 filings — PERRY MICHAEL A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-03-11 | 4 | Nuveen Preferred & Income Opportunities Fund (JPC) | Purchase (P): 7,900 @ $7.18 | EDGAR |
| 2024-03-11 | 4 | NUVEEN FLOATING RATE INCOME FUND (JFR) | Purchase (P): 6,600 @ $8.67 · Purchase (P): 5,844 @ $8.67 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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