SPECTOR DAVID — SEC Form 4 filings
SEC reporting owner CIK 1275713. 61 Form 4 filings on record with FilingPulse; latest filed 2026-08-04.
Transaction summary — filings shown
Covers the 50 most recent of 61 filings on record, filed 2024-05-16 to 2026-08-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 10,000 shares, $124,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 75 legs across 27 filings — 347,574 shares, $37,414,876 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 58.
- Largest priced transaction: sale of 56,771 shares @ $101.69 ($5,773,043) in PennyMac Financial Services, Inc., filed 2024-12-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennyMac Financial Services, Inc. (PFSI) | Chairman & CEO, Director | 42 | — | 75 legs · 347,574 sh · $37,414,876 | 26 |
| PennyMac Mortgage Investment Trust (PMT) | Chairman and CEO, Director | 8 | 1 leg · 10,000 sh · $124,000 | — | 32 |
Form 4 filings — SPECTOR DAVID
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 25,000 @ $0 | EDGAR |
| 2026-05-13 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 2,772 @ $86.88 · Sale (S): 3,144 @ $88.02 · Sale (S): 4,084 @ $88.71 | EDGAR |
| 2026-05-08 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 25,000 @ $0 | EDGAR |
| 2026-04-15 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 9,583 @ $92.80 · Sale (S): 417 @ $93.47 | EDGAR |
| 2026-03-16 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 5,255 @ $11.89 | EDGAR |
| 2026-03-09 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 729 @ $85.26 · Sale (S): 8,251 @ $86.42 · Sale (S): 1,020 @ $86.93 · Sale (S): 917 @ $85.26 · Sale (S): 10,210 @ $86.42 · Sale (S): 1,309 @ $86.93 | EDGAR |
| 2026-03-03 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 5,791 @ $12.26 | EDGAR |
| 2026-03-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 3,097 @ $91.93 | EDGAR |
| 2026-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 7,487 @ $12.15 | EDGAR |
| 2026-02-26 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 3,106 @ $90.33 | EDGAR |
| 2026-02-25 | 4 | PennyMac Mortgage Investment Trust (PMT) | Option exercise (M): 11,138 @ $0 · Option exercise (M): 10,106 @ $0 · Option exercise (M): 14,399 @ $0 · Tax withholding (F): 6,009 @ $12.29 · Tax withholding (F): 5,453 @ $12.29 · Tax withholding (F): 7,769 @ $12.29 · +7 more | EDGAR |
| 2026-02-24 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 13,699 @ $0 · Tax withholding (F): 7,391 @ $94.33 · Grant/award (A): 13,699 (derivative) @ $0 · Option exercise (M): 13,699 (derivative) @ $0 | EDGAR |
| 2026-02-20 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 5,826 @ $93.97 · Sale (S): 2,451 @ $94.85 · Sale (S): 1,723 @ $95.81 · Sale (S): 1,689 @ $93.97 · Sale (S): 733 @ $94.85 · Sale (S): 528 @ $95.81 | EDGAR |
| 2026-02-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 2,987 @ $92.01 | EDGAR |
| 2026-02-17 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 19,810 @ $0 · Other (J): 25,000 @ $0 · Grant/award (A): 50,319 (derivative) @ $0 | EDGAR |
| 2026-01-14 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,872 @ $144.81 · Sale (S): 5,080 @ $145.54 · Sale (S): 48 @ $146.29 | EDGAR |
| 2025-12-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 1,699 @ $129.10 · Sale (S): 2,763 @ $130.07 · Sale (S): 538 @ $130.68 | EDGAR |
| 2025-11-18 | 4 | PennyMac Mortgage Investment Trust (PMT) | Purchase (P): 10,000 @ $12.40 | EDGAR |
| 2025-11-13 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,804 @ $129.24 · Sale (S): 196 @ $129.86 | EDGAR |
| 2025-10-30 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 25,000 @ $0 | EDGAR |
| 2025-10-27 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 71,161 @ $128.05 · Sale (S): 14,154 @ $127.07 · Sale (S): 26,503 @ $127.92 · Sale (S): 30,504 @ $128.66 · Option exercise (M): 71,161 (derivative) @ $0 | EDGAR |
| 2025-10-07 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 1,355 @ $116.89 · Sale (S): 1,811 @ $118.19 · Sale (S): 711 @ $119.13 · Sale (S): 862 @ $119.98 · Sale (S): 261 @ $120.89 | EDGAR |
| 2025-09-24 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 1,658 @ $122.46 · Sale (S): 3,128 @ $123.16 · Sale (S): 214 @ $124.03 | EDGAR |
| 2025-08-20 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,304 @ $105.61 · Sale (S): 696 @ $106.44 | EDGAR |
| 2025-07-28 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 25,000 @ $0 | EDGAR |
| 2025-07-08 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 3,571 @ $100.48 · Sale (S): 1,224 @ $101.51 · Sale (S): 205 @ $102.37 | EDGAR |
| 2025-06-12 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 2,717 @ $97.79 · Sale (S): 2,100 @ $98.83 · Sale (S): 183 @ $99.40 | EDGAR |
| 2025-05-16 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 5,000 @ $99.15 | EDGAR |
| 2025-05-06 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 25,000 @ $0 | EDGAR |
| 2025-04-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,417 @ $103.36 · Sale (S): 583 @ $104.04 | EDGAR |
| 2025-03-19 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 1,530 @ $0 | EDGAR |
| 2025-03-13 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 5,254 @ $14.33 | EDGAR |
| 2025-03-07 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,464 @ $101.18 · Sale (S): 536 @ $102.11 | EDGAR |
| 2025-03-04 | 4 | PennyMac Mortgage Investment Trust (PMT) | Tax withholding (F): 5,791 @ $14.39 | EDGAR |
| 2025-03-04 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 3,097 @ $102.09 | EDGAR |
| 2025-03-03 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 3,324 @ $101.93 · Sale (S): 1,676 @ $102.50 · Sale (S): 4,525 @ $101.93 · Sale (S): 2,314 @ $102.50 · Sale (S): 2,498 @ $102.95 · Sale (S): 570 @ $103.64 | EDGAR |
| 2025-02-26 | 4 | PennyMac Mortgage Investment Trust (PMT) | Grant/award (A): 44,649 @ $0 · Option exercise (M): 12,900 @ $0 · Option exercise (M): 11,269 @ $0 · Option exercise (M): 10,224 @ $0 · Tax withholding (F): 6,947 @ $14.07 · Tax withholding (F): 6,069 @ $14.07 · +8 more | EDGAR |
| 2025-02-25 | 4 | PennyMac Financial Services, Inc. (PFSI) | Tax withholding (F): 6,924 @ $101.25 · Tax withholding (F): 3,106 @ $101.25 | EDGAR |
| 2025-02-19 | 4 | PennyMac Financial Services, Inc. (PFSI) | Grant/award (A): 17,811 @ $0 · Grant/award (A): 45,419 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,264 @ $99.30 · Sale (S): 736 @ $99.87 | EDGAR |
| 2024-12-23 | 4 | PennyMac Financial Services, Inc. (PFSI) | Option exercise (M): 61,120 @ $17.52 · Sale (S): 56,771 @ $101.69 · Sale (S): 4,349 @ $102.10 · Option exercise (M): 61,120 (derivative) @ $0 | EDGAR |
| 2024-12-06 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 5,162 @ $104.53 · Sale (S): 4,838 @ $105.39 | EDGAR |
| 2024-11-13 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 8,598 @ $104.92 · Sale (S): 1,218 @ $105.60 · Sale (S): 184 @ $106.74 | EDGAR |
| 2024-10-15 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 542 @ $106.17 · Sale (S): 6,417 @ $107.46 · Sale (S): 3,041 @ $108.04 | EDGAR |
| 2024-09-18 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 6,781 @ $116.60 · Sale (S): 3,219 @ $117.19 | EDGAR |
| 2024-08-23 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 3,306 @ $98.72 · Sale (S): 6,694 @ $99.60 | EDGAR |
| 2024-08-09 | 4 | PennyMac Financial Services, Inc. (PFSI) | Other (J): 10,000 @ $0 | EDGAR |
| 2024-07-11 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 4,300 @ $91.70 · Sale (S): 5,700 @ $92.34 | EDGAR |
| 2024-06-05 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 10,000 @ $90.56 | EDGAR |
| 2024-05-16 | 4 | PennyMac Financial Services, Inc. (PFSI) | Sale (S): 10,000 @ $93.16 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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