WATKINS FRANK T — SEC Form 4 filings
SEC reporting owner CIK 1305831. 4 Form 4 filings on record with FilingPulse; latest filed 2024-05-31.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-01-10 to 2024-05-31. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 3 filings — 6,000 shares, $1,368,787 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 1,300 shares @ $253.15 ($329,095) in Shockwave Medical, Inc., filed 2024-03-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Shockwave Medical, Inc. (SWAV) | Director | 4 | — | 7 legs · 6,000 sh · $1,368,787 | 9 |
Form 4 filings — WATKINS FRANK T
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-31 | 4 | Shockwave Medical, Inc. (SWAV) | Disposition to issuer (D): 4,532 · Disposition to issuer (D): 84,313 (derivative) · Disposition to issuer (D): 17,381 (derivative) | EDGAR |
| 2024-03-07 | 4 | Shockwave Medical, Inc. (SWAV) | Option exercise (M): 2,000 @ $3.42 · Sale (S): 1,300 @ $253.15 · Sale (S): 700 @ $254.57 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2024-02-07 | 4 | Shockwave Medical, Inc. (SWAV) | Option exercise (M): 2,000 @ $3.42 · Sale (S): 900 @ $231.11 · Sale (S): 1,100 @ $232.29 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2024-01-10 | 4 | Shockwave Medical, Inc. (SWAV) | Option exercise (M): 2,000 @ $3.42 · Sale (S): 200 @ $196.15 · Sale (S): 700 @ $197.94 · Sale (S): 1,100 @ $200.17 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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