Sweeney Joseph Edward — SEC Form 4 filings
SEC reporting owner CIK 1335749. 15 Form 4 filings on record with FilingPulse; latest filed 2026-02-03.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-01-30 to 2026-02-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 4 filings — 27,717 shares, $13,297,255 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
- Largest priced transaction: sale of 7,200 shares @ $401.82 ($2,893,092) in AMERIPRISE FINANCIAL INC, filed 2024-02-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC (AMP) | PRES-AWM PRODUCTS & SERVICES | 15 | — | 6 legs · 27,717 sh · $13,297,255 | 34 |
Form 4 filings — Sweeney Joseph Edward
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-03 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 235 @ $527.19 · Grant/award (A): 1,702 @ $0 · Grant/award (A): 5,561 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 5,550 @ $0 · Tax withholding (F): 2,553 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 206 @ $500.53 · Tax withholding (F): 201 @ $498.33 | EDGAR |
| 2025-07-14 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 309.02 · Tax withholding (F): 145.02 @ $542.51 · Option exercise (M): 309.02 (derivative) | EDGAR |
| 2025-02-21 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 413 @ $0 · Sale (S): 4,636 @ $539.07 | EDGAR |
| 2025-02-11 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 220.94 (derivative) @ $538.60 | EDGAR |
| 2025-02-04 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 1,490 @ $0 · Grant/award (A): 4,195 (derivative) @ $0 | EDGAR |
| 2025-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 6,457 @ $0 · Tax withholding (F): 3,386 @ $571.84 | EDGAR |
| 2025-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 221 @ $561.38 | EDGAR |
| 2025-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 205 @ $563.58 | EDGAR |
| 2024-11-13 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 24,485 @ $126.89 · Tax withholding (F): 15,100 @ $551.48 · Sale (S): 4,885 @ $548.78 · Sale (S): 4,500 @ $550.14 · Sale (S): 1,350 @ $551.41 · Option exercise (M): 24,485 (derivative) @ $0 | EDGAR |
| 2024-07-15 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 310.55 · Tax withholding (F): 149.55 @ $439.82 · Option exercise (M): 310.55 (derivative) | EDGAR |
| 2024-02-13 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 7,200 @ $401.82 · Grant/award (A): 256.97 (derivative) @ $396.94 | EDGAR |
| 2024-01-31 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 10,505 @ $0 · Tax withholding (F): 5,726 @ $393.11 | EDGAR |
| 2024-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 1,776 @ $0 · Tax withholding (F): 208 @ $391.40 · Tax withholding (F): 313 @ $391.40 · Option exercise (M): 18,220 @ $179.84 · Tax withholding (F): 13,074 @ $389.20 · Sale (S): 5,146 @ $389.47 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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