Berman Walter Stanley — SEC Form 4 filings
SEC reporting owner CIK 1335761. 16 Form 4 filings on record with FilingPulse; latest filed 2026-07-30.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-30 to 2026-07-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 5 filings — 48,013 shares, $24,304,502 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 29.
- Largest priced transaction: sale of 10,590 shares @ $548.92 ($5,813,032) in AMERIPRISE FINANCIAL INC, filed 2026-07-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC (AMP) | EXECUTIVE VP AND CFO | 16 | — | 9 legs · 48,013 sh · $24,304,502 | 29 |
Form 4 filings — Berman Walter Stanley
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 10,905 @ $165.41 · Option exercise (M): 23,206 @ $197.87 · Tax withholding (F): 23,099 @ $550.81 · Sale (S): 10,590 @ $548.92 · Sale (S): 422 @ $549.76 · Option exercise (M): 10,905 (derivative) @ $0 · +1 more | EDGAR |
| 2026-02-09 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 7,000 @ $544.22 | EDGAR |
| 2026-02-03 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 423 @ $527.19 · Grant/award (A): 2,790 @ $0 · Grant/award (A): 9,117 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 9,993 @ $0 · Tax withholding (F): 5,102 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 387 @ $500.53 · Tax withholding (F): 429 @ $498.33 | EDGAR |
| 2025-02-20 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 4,000 @ $547.17 · Sale (S): 4,000 @ $550.71 | EDGAR |
| 2025-02-11 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 308.67 (derivative) @ $538.60 | EDGAR |
| 2025-02-04 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 2,484 @ $0 · Grant/award (A): 6,991 (derivative) @ $0 | EDGAR |
| 2025-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 13,209 @ $0 · Tax withholding (F): 7,406 @ $571.84 | EDGAR |
| 2025-01-29 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 573 @ $561.38 | EDGAR |
| 2025-01-28 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Tax withholding (F): 384 @ $563.58 | EDGAR |
| 2024-11-13 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Option exercise (M): 25,000 @ $165.41 · Tax withholding (F): 16,345 @ $565.15 · Sale (S): 5,463 @ $563.79 · Sale (S): 3,192 @ $564.78 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
| 2024-02-13 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 406.86 (derivative) @ $396.94 | EDGAR |
| 2024-02-09 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 2,088 @ $387.24 · Sale (S): 11,258 @ $387.91 | EDGAR |
| 2024-01-31 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 21,544 @ $0 · Tax withholding (F): 12,087 @ $393.11 | EDGAR |
| 2024-01-30 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 3,104 @ $0 · Tax withholding (F): 396 @ $391.40 · Tax withholding (F): 458 @ $391.40 · Grant/award (A): 9,169 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1335761 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →