Sharpe Robert Francis JR — SEC Form 4 filings
SEC reporting owner CIK 1340573. 11 Form 4 filings on record with FilingPulse; latest filed 2026-05-12.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-02-08 to 2026-05-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 6 filings — 10,200 shares, $4,513,469 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: sale of 4,000 shares @ $386.60 ($1,546,386) in AMERIPRISE FINANCIAL INC, filed 2024-02-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC (AMP) | Director | 11 | — | 6 legs · 10,200 sh · $4,513,469 | 5 |
Form 4 filings — Sharpe Robert Francis JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-12 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 1,200 @ $465.83 | EDGAR |
| 2026-05-01 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2025-11-25 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 1,500 @ $450.94 | EDGAR |
| 2025-08-15 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Gift (G): 98 @ $0 | EDGAR |
| 2025-05-02 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 445.84 (derivative) @ $0 | EDGAR |
| 2025-02-20 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 1,000 @ $551.44 | EDGAR |
| 2025-02-14 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 1,000 @ $523.12 | EDGAR |
| 2024-08-02 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Gift (G): 250 @ $0 | EDGAR |
| 2024-05-20 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 1,500 @ $438.07 | EDGAR |
| 2024-04-26 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Grant/award (A): 460.20 (derivative) @ $0 | EDGAR |
| 2024-02-08 | 4 | AMERIPRISE FINANCIAL INC (AMP) | Sale (S): 4,000 @ $386.60 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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