Adelson Scott Joseph — SEC Form 4 filings
SEC reporting owner CIK 1360042. 8 Form 4 filings on record with FilingPulse; latest filed 2026-05-22.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-05-17 to 2026-05-22. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HOULIHAN LOKEY, INC. (HLI) | CEO, Director | 8 | — | — | 16 |
Form 4 filings — Adelson Scott Joseph
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-22 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 13,952 (derivative) @ $0 · Grant/award (A): 3,322 (derivative) @ $0 · Code (Z): 17,274 (derivative) @ $0 | EDGAR |
| 2026-05-19 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 11,093 (derivative) @ $150.35 | EDGAR |
| 2025-08-07 | 4 | HOULIHAN LOKEY, INC. (HLI) | Code (Z): 57,200 (derivative) @ $0 · Gift (G): 57,200 (derivative) @ $0 · Code (Z): 57,200 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 9,864 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 12,682 (derivative) @ $0 | EDGAR |
| 2025-05-19 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 14,043 (derivative) @ $180.09 | EDGAR |
| 2024-05-28 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 3,697 (derivative) @ $0 · Code (Z): 3,697 (derivative) @ $0 | EDGAR |
| 2024-05-24 | 4 | HOULIHAN LOKEY, INC. (HLI) | Grant/award (A): 6,701 (derivative) @ $0 · Code (Z): 6,701 (derivative) @ $0 | EDGAR |
| 2024-05-17 | 4 | HOULIHAN LOKEY, INC. (HLI) | Tax withholding (F): 15,035 (derivative) @ $136.13 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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