Carter Pamela L — SEC Form 4 filings
SEC reporting owner CIK 1396958. 16 Form 4 filings on record with FilingPulse; latest filed 2026-05-05.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-09 to 2026-05-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 4,829 shares, $1,169,745 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 23.
- Largest priced transaction: sale of 2,806 shares @ $242.23 ($679,707) in BROADRIDGE FINANCIAL SOLUTIONS, INC., filed 2025-05-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Director | 10 | — | 2 legs · 4,829 sh · $1,169,745 | 14 |
| Hewlett Packard Enterprise Co (HPE) | Director | 6 | — | — | 9 |
Form 4 filings — Carter Pamela L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-05 | 4 | Hewlett Packard Enterprise Co (HPE) | Grant/award (A): 8,750 (derivative) | EDGAR |
| 2026-04-03 | 4 | Hewlett Packard Enterprise Co (HPE) | Option exercise (M): 14,500 @ $23.98 · Option exercise (M): 14,500 (derivative) | EDGAR |
| 2025-10-03 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 21 @ $0 | EDGAR |
| 2025-07-03 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 19 @ $0 | EDGAR |
| 2025-05-20 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Option exercise (M): 4,107 @ $88.66 · Option exercise (M): 2,801 @ $107.52 · Sale (S): 2,023 @ $242.23 · Sale (S): 2,806 @ $242.23 · Option exercise (M): 2,801 (derivative) @ $0 · Option exercise (M): 4,107 (derivative) @ $0 | EDGAR |
| 2025-05-06 | 4 | Hewlett Packard Enterprise Co (HPE) | Grant/award (A): 14,235 (derivative) | EDGAR |
| 2025-04-07 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 18 @ $0 | EDGAR |
| 2025-04-04 | 4 | Hewlett Packard Enterprise Co (HPE) | Option exercise (M): 14,323 @ $16.12 · Option exercise (M): 14,323 (derivative) | EDGAR |
| 2025-01-10 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 19 @ $0 | EDGAR |
| 2024-11-15 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 458 @ $0 · Grant/award (A): 1,844 (derivative) @ $0 | EDGAR |
| 2024-10-07 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 19 @ $0 | EDGAR |
| 2024-07-09 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 18 @ $0 | EDGAR |
| 2024-05-14 | 4 | Hewlett Packard Enterprise Co (HPE) | Grant/award (A): 14,068 (derivative) | EDGAR |
| 2024-04-12 | 4 | Hewlett Packard Enterprise Co (HPE) | Option exercise (M): 17,390 @ $0 · Option exercise (M): 17,390 (derivative) | EDGAR |
| 2024-04-08 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 18 @ $0 | EDGAR |
| 2024-01-09 | 4 | BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) | Grant/award (A): 18 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-09 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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