BAKER RICHARD A. — SEC Form 4 filings
SEC reporting owner CIK 1415409. 6 Form 4 filings on record with FilingPulse; latest filed 2025-02-14.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-01-16 to 2025-02-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Director | 6 | — | — | 11 |
Form 4 filings — BAKER RICHARD A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-14 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Disposition to issuer (D): 370,746 @ $17.50 · Grant/award (A): 29,760 (derivative) @ $0 · Grant/award (A): 36,804 (derivative) @ $0 · Disposition to issuer (D): 79,199 (derivative) @ $17.50 | EDGAR |
| 2025-01-21 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 17,466 @ $0 · Tax withholding (F): 5,650 @ $17.39 | EDGAR |
| 2025-01-03 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Tax withholding (F): 5,390 @ $17.36 | EDGAR |
| 2024-12-16 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 14,242 @ $0 | EDGAR |
| 2024-02-21 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 18,403 @ $0 | EDGAR |
| 2024-01-16 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 18,508 @ $0 · Tax withholding (F): 5,985 @ $14.03 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1415409 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →