Dow De'Ana — SEC Form 4 filings
SEC reporting owner CIK 1424020. 3 Form 4 filings on record with FilingPulse; latest filed 2025-06-20.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-07-01 to 2025-06-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 19,200 shares, $247,530 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 19,200 shares @ $12.89 ($247,530) in Bakkt Holdings, Inc., filed 2025-05-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Bakkt Holdings, Inc. (BKKT) | Director | 3 | — | 1 leg · 19,200 sh · $247,530 | 3 |
Form 4 filings — Dow De'Ana
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-20 | 4 | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 16,543 @ $0 | EDGAR |
| 2025-05-15 | 4 | Bakkt Holdings, Inc. (BKKT) | Sale (S): 19,200 @ $12.89 | EDGAR |
| 2024-07-01 | 4 | Bakkt Holdings, Inc. (BKKT) | Grant/award (A): 11,364 @ $0 · Grant/award (A): 11,364 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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