Rochon Thomas R. — SEC Form 4 filings
SEC reporting owner CIK 1463129. 6 Form 4 filings on record with FilingPulse; latest filed 2025-05-15.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-01-31 to 2025-05-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TOMPKINS FINANCIAL CORP (TMP) | Director | 6 | — | — | 9 |
Form 4 filings — Rochon Thomas R.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-15 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Holdings only — no transactions reported | EDGAR |
| 2025-01-16 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Option exercise (M): 2,826.10 · Option exercise (M): 2,826.10 (derivative) | EDGAR |
| 2024-10-07 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Grant/award (A): 417 @ $56.09 | EDGAR |
| 2024-07-08 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Grant/award (A): 492 @ $46.27 | EDGAR |
| 2024-04-05 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Grant/award (A): 478 @ $47.45 | EDGAR |
| 2024-01-31 | 4 | TOMPKINS FINANCIAL CORP (TMP) | Option exercise (M): 385.84 @ $0 · Option exercise (M): 2,323.17 @ $0 · Option exercise (M): 385.84 (derivative) @ $0 · Option exercise (M): 2,323.17 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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