SCHOEBEL RICHARD K. — SEC Form 4 filings
SEC reporting owner CIK 1477259. 6 Form 4 filings on record with FilingPulse; latest filed 2025-02-14.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-01-16 to 2025-02-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Chief Operating Officer | 6 | — | — | 11 |
Form 4 filings — SCHOEBEL RICHARD K.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-14 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Disposition to issuer (D): 576,012 @ $17.50 · Grant/award (A): 95,238 (derivative) @ $0 · Grant/award (A): 109,630 (derivative) @ $0 · Disposition to issuer (D): 244,355 (derivative) @ $17.50 | EDGAR |
| 2025-01-03 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Tax withholding (F): 12,742 @ $17.36 | EDGAR |
| 2024-12-30 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 74,520 @ $0 · Tax withholding (F): 62,484 @ $17.35 | EDGAR |
| 2024-12-16 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 42,424 @ $0 | EDGAR |
| 2024-02-21 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 54,816 @ $0 | EDGAR |
| 2024-01-16 | 4 | RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) | Grant/award (A): 57,834 @ $0 · Tax withholding (F): 20,635 @ $14.03 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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