Pooler Joseph W. Jr. — SEC Form 4 filings
SEC reporting owner CIK 1478247. 10 Form 4 filings on record with FilingPulse; latest filed 2026-08-07.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-02 to 2026-08-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 3 filings — 25,613 shares, $335,188 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: sale of 10,000 shares @ $11.64 ($116,400) in Cohen & Co Inc., filed 2024-06-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Cohen & Co Inc. (COHN) | EVP, CFO and Treasurer | 9 | — | 5 legs · 25,613 sh · $335,188 | 6 |
| Columbus Circle Capital Corp. I (BRR) | Chief Financial Officer | 1 | — | — | 1 |
Form 4 filings — Pooler Joseph W. Jr.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-07 | 4 | Cohen & Co Inc. (COHN) | Sale (S): 7,295 @ $11.75 · Sale (S): 1,500 @ $11.50 | EDGAR |
| 2026-03-23 | 4 | Cohen & Co Inc. (COHN) | Sale (S): 6,113 @ $17.15 · Sale (S): 705 @ $15.58 | EDGAR |
| 2026-03-06 | 4 | Cohen & Co Inc. (COHN) | Grant/award (A): 160,000 (derivative) @ $0 | EDGAR |
| 2026-02-05 | 4 | Cohen & Co Inc. (COHN) | Tax withholding (F): 7,051 @ $18.69 | EDGAR |
| 2025-12-19 | 4 | Cohen & Co Inc. (COHN) | Grant/award (A): 15,500 @ $0 | EDGAR |
| 2025-12-05 | 4 | Columbus Circle Capital Corp. I (BRR) | Other (J): 150,000 (derivative) @ $0 | EDGAR |
| 2025-02-05 | 4 | Cohen & Co Inc. (COHN) | Tax withholding (F): 6,843 @ $9.74 | EDGAR |
| 2024-12-20 | 4 | Cohen & Co Inc. (COHN) | Grant/award (A): 15,500 @ $0 | EDGAR |
| 2024-06-10 | 4 | Cohen & Co Inc. (COHN) | Sale (S): 10,000 @ $11.64 | EDGAR |
| 2024-02-02 | 4 | Cohen & Co Inc. (COHN) | Tax withholding (F): 4,352 @ $7.23 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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