Trick David — SEC Form 4 filings
SEC reporting owner CIK 1480597. 17 Form 4 filings on record with FilingPulse; latest filed 2026-07-13.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-02-23 to 2026-07-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 1 filing — 3,700 shares, $39,827 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 60.
- Largest priced transaction: purchase of 1,800 shares @ $10.83 ($19,494) in OCTAVE SPECIALTY GROUP INC, filed 2024-08-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| OCTAVE SPECIALTY GROUP INC (OSG) | Exec VP, CFO & Treasurer | 17 | 4 legs · 3,700 sh · $39,827 | — | 60 |
Form 4 filings — Trick David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | OCTAVE SPECIALTY GROUP INC (OSG) | Option exercise (M): 13,206 · Tax withholding (F): 6,741 @ $6.08 · Option exercise (M): 13,206 (derivative) @ $0 | EDGAR |
| 2026-03-25 | 4 | OCTAVE SPECIALTY GROUP INC (OSG) | Grant/award (A): 26,250 (derivative) @ $0 | EDGAR |
| 2026-03-05 | 4 | OCTAVE SPECIALTY GROUP INC (OSG) | Option exercise (M): 1,715 @ $0 · Tax withholding (F): 1,715 @ $5.60 · Option exercise (M): 11,505 (derivative) @ $0 · Option exercise (M): 9,790 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4/A | OCTAVE SPECIALTY GROUP INC (OSG) | Conversion (C): 165,361 @ $0 · Tax withholding (F): 80,531 @ $9.72 · Option exercise (M): 42,515 @ $0 · Tax withholding (F): 22,796 @ $8.34 · Conversion (C): 165,361 (derivative) @ $0 · Grant/award (A): 46,300 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4/A | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 350,375 (derivative) @ $0 · Grant/award (A): 66,519 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 350,375 (derivative) @ $0 · Grant/award (A): 66,519 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Conversion (C): 165,361 @ $0 · Tax withholding (F): 55,727 @ $9.72 · Option exercise (M): 42,515 @ $0 · Tax withholding (F): 16,420 @ $8.34 · Conversion (C): 165,361 (derivative) @ $0 · Grant/award (A): 46,556 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 39,586 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 267 @ $0 · Tax withholding (F): 267 @ $8.39 · Option exercise (M): 5,562 (derivative) @ $0 · Option exercise (M): 267 (derivative) @ $0 · Option exercise (M): 5,562 (derivative) @ $0 | EDGAR |
| 2025-03-10 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 2,446 @ $0 · Tax withholding (F): 2,446 @ $9.16 · Grant/award (A): 66,577 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 663 · Tax withholding (F): 663 @ $9.71 · Option exercise (M): 201 · Tax withholding (F): 201 @ $9.30 · Option exercise (M): 6,230 (derivative) · Option exercise (M): 5,567 (derivative) · +2 more | EDGAR |
| 2024-08-08 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Purchase (P): 1,800 @ $10.83 · Purchase (P): 200 @ $10.86 · Purchase (P): 1,500 @ $10.69 · Purchase (P): 200 @ $10.63 | EDGAR |
| 2024-03-15 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Grant/award (A): 17,487 (derivative) @ $0 | EDGAR |
| 2024-03-11 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 270 @ $0 · Tax withholding (F): 270 @ $15.38 · Option exercise (M): 270 (derivative) @ $0 · Option exercise (M): 7,349 (derivative) @ $0 · Grant/award (A): 7,349 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 201 @ $0 · Tax withholding (F): 201 @ $16.19 · Option exercise (M): 201 (derivative) @ $0 · Option exercise (M): 5,473 (derivative) @ $0 · Grant/award (A): 5,473 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 220 @ $0 · Tax withholding (F): 220 @ $16.94 · Option exercise (M): 6,008 (derivative) @ $0 · Option exercise (M): 220 (derivative) @ $0 · Grant/award (A): 6,008 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4 | AMBAC FINANCIAL GROUP INC (AMBC) | Option exercise (M): 2,101 @ $0 · Tax withholding (F): 2,101 @ $16.25 · Grant/award (A): 50,074 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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