Asgard Investment Corp. II — SEC Form 4 filings
SEC reporting owner CIK 1503915. 4 Form 4 filings on record with FilingPulse; latest filed 2024-10-25.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-07-01 to 2024-10-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 2,841,000 shares, $4,159,266 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: sale of 2,262,984 shares @ $1.40 ($3,168,178) in Glatfelter Corp, filed 2024-07-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Glatfelter Corp (GLT) | 10% owner | 3 | — | 4 legs · 2,841,000 sh · $4,159,266 | — |
| SWK Holdings Corp (SWKH) | 10% owner | 1 | — | — | 1 |
Form 4 filings — Asgard Investment Corp. II
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-10-25 | 4 | SWK Holdings Corp (SWKH) jointly with Carlson Capital, L.P., Black Diamond Offshore Ltd., Double Black Diamond Offshore Ltd, Carlson Clint Duane | Other (J): 600,678 @ $0 | EDGAR |
| 2024-09-26 | 4 | Glatfelter Corp (GLT) jointly with Carlson Capital, L.P., Double Black Diamond Offshore Ltd, Black Diamond Offshore Ltd., Carlson Clint Duane | Sale (S): 320,691 @ $1.74 | EDGAR |
| 2024-09-23 | 4 | Glatfelter Corp (GLT) jointly with Carlson Capital, L.P., Double Black Diamond Offshore Ltd, Black Diamond Offshore Ltd., Carlson Clint Duane | Sale (S): 50,000 @ $1.82 | EDGAR |
| 2024-07-01 | 4 | Glatfelter Corp (GLT) jointly with CARLSON CAPITAL L P, Black Diamond Arbitrage Offshore Ltd., EDCA 2019 Fund, L.P., Carlson Clint Duane | Sale (S): 207,325 @ $1.65 · Sale (S): 2,262,984 @ $1.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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