Caraher Scott C. — SEC Form 4 filings
SEC reporting owner CIK 1521119. 6 Form 4 filings on record with FilingPulse; latest filed 2026-04-24.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2025-02-27 to 2026-04-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 4 filings — 54,000 shares, $363,443 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: purchase of 15,000 shares @ $8.40 ($126,000) in NUVEEN FLOATING RATE INCOME FUND, filed 2025-03-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NUVEEN FLOATING RATE INCOME FUND (JFR) | — | 4 | 4 legs · 34,000 sh · $268,312 | — | 2 |
| Nuveen Credit Strategies Income Fund (JQC) | — | 2 | 2 legs · 20,000 sh · $95,131 | — | 1 |
Form 4 filings — Caraher Scott C.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-24 | 4 | Nuveen Credit Strategies Income Fund (JQC) | Purchase (P): 10,000 @ $4.69 · Purchase (P): 10,000 @ $4.83 | EDGAR |
| 2026-04-24 | 4 | NUVEEN FLOATING RATE INCOME FUND (JFR) | Purchase (P): 7,000 @ $7.24 · Purchase (P): 7,000 @ $7.41 | EDGAR |
| 2025-05-06 | 4 | Nuveen Credit Strategies Income Fund (JQC) | Option exercise/expiry (X): 6,000 (derivative) @ $0 | EDGAR |
| 2025-04-10 | 4 | NUVEEN FLOATING RATE INCOME FUND (JFR) | Purchase (P): 5,000 @ $7.95 | EDGAR |
| 2025-03-24 | 4 | NUVEEN FLOATING RATE INCOME FUND (JFR) | Purchase (P): 15,000 @ $8.40 | EDGAR |
| 2025-02-27 | 4 | NUVEEN FLOATING RATE INCOME FUND (JFR) | Option exercise/expiry (X): 4,240 @ $8.20 · Option exercise/expiry (X): 21,200 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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