MetLife Investment Management, LLC — SEC Form 4 filings
SEC reporting owner CIK 1529735. 28 Form 4 filings on record with FilingPulse; latest filed 2026-09-04.
Transaction summary — filings shown
Covers all 28 filings on record, filed 2024-01-12 to 2026-09-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 47 legs across 16 filings — 158,415,000 shares, $2,757,170,132,875,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 46.
- Largest priced transaction: purchase of 40,000,000 shares @ $40,000,000.00 ($1,600,000,000,000,000) in Angel Oak Financial Strategies Income Term Trust, filed 2026-07-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Angel Oak Financial Strategies Income Term Trust (FINS) | 10% owner | 1 | 1 leg · 40,000,000 sh · $1,600,000,000,000,000 | — | — |
| Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | 10% owner | 10 | 14 legs · 95,280,000 sh · $950,560,007,000,000 | — | 12 |
| DNP SELECT INCOME FUND INC (DNP) | 10% owner | 3 | 2 legs · 17,100,000 sh · $205,610,000,000,000 | — | 5 |
| ABRDN ASIA-PACIFIC INCOME FUND, INC. (FAX) | 10% owner | 1 | 1 leg · 1,000,000 sh · $1,000,000,000,000 | — | — |
| Calamos Dynamic Convertible & Income Fund (CCD) | 10% owner | 2 | 7 legs · 1,320,000 sh · $33,000,000 | — | 4 |
| CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (CHI) | 10% owner | 2 | 8 legs · 1,185,000 sh · $29,625,000 | — | 4 |
| CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) | 10% owner | 2 | 7 legs · 1,090,000 sh · $27,250,000 | — | 4 |
| Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) | 10% owner | 1 | 2 legs · 1,000,000 sh · $25,000,000 | — | 4 |
| Calamos Global Dynamic Income Fund (CHW) | 10% owner | 1 | 5 legs · 440,000 sh · $11,000,000 | — | — |
| CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | 10% owner | 2 | — | — | 5 |
+3 more issuers among the filings shown — every filing appears in the table below.
Form 4 filings — MetLife Investment Management, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-04 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 60,000 @ $25 · Other (J): 60,000 @ $25 | EDGAR |
| 2026-08-26 | 4 | CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | Other (J): 600,000 @ $25 | EDGAR |
| 2026-08-26 | 4 | Calamos Global Dynamic Income Fund (CHW) | Purchase (P): 134,400 @ $25 · Purchase (P): 157,600 @ $25 · Purchase (P): 72,000 @ $25 · Purchase (P): 20,000 @ $25 · Purchase (P): 56,000 @ $25 | EDGAR |
| 2026-08-26 | 4 | Calamos Dynamic Convertible & Income Fund (CCD) | Other (J): 36,000 @ $25 · Other (J): 244,000 @ $25 · Other (J): 124,000 @ $25 · Other (J): 36,000 @ $25 · Purchase (P): 296,000 @ $25 · Purchase (P): 168,000 @ $25 · +3 more | EDGAR |
| 2026-08-26 | 4 | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (CHI) | Other (J): 36,000 @ $25 · Other (J): 124,000 @ $25 · Other (J): 36,000 @ $25 · Other (J): 244,000 @ $25 · Purchase (P): 109,000 @ $25 · Purchase (P): 112,000 @ $25 · +3 more | EDGAR |
| 2026-08-26 | 4 | CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) | Other (J): 288,000 @ $25 · Other (J): 144,000 @ $25 · Other (J): 44,000 @ $25 · Other (J): 44,000 @ $25 · Purchase (P): 96,000 @ $25 · Purchase (P): 134,400 @ $25 · +2 more | EDGAR |
| 2026-07-24 | 4 | DNP SELECT INCOME FUND INC (DNP) | Other (J): 40,600,000 · Other (J): 32,400,000 · Other (J): 1,700,000 · Other (J): 3,100,000 · Other (J): 2,300,000 | EDGAR |
| 2026-07-10 | 4 | Angel Oak Financial Strategies Income Term Trust (FINS) | Purchase (P): 40,000,000 @ $40,000,000 | EDGAR |
| 2025-10-17 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 10,000,000 @ $10,000,000 · Purchase (P): 15,000,000 @ $15,000,000 | EDGAR |
| 2025-10-06 | 4 | Virtus Diversified Income & Convertible Fund (ACV) | Other (J): 1,200,000 @ $25 | EDGAR |
| 2025-08-12 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 664,175 · Other (J): 1,692,306 | EDGAR |
| 2025-06-23 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 2,000,000 · Other (J): 2,000,000 | EDGAR |
| 2025-06-02 | 4 | Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) | Purchase (P): 748,000 @ $25 · Purchase (P): 252,000 @ $25 · Other (J): 549,500 @ $25 · Other (J): 122,500 @ $25 · Other (J): 518,000 @ $25 · Other (J): 210,000 @ $25 | EDGAR |
| 2025-04-18 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 1,883,657.66 · Other (J): 800,000 | EDGAR |
| 2025-01-13 | 4 | ABRDN ASIA-PACIFIC INCOME FUND, INC. (FAX) | Purchase (P): 1,000,000 @ $1,000,000 | EDGAR |
| 2024-12-23 | 4 | TORTOISE ENERGY INFRASTRUCTURE CORP (TYG) | Other (J): 3,549,333.33 · Other (J): 1,613,333.33 · Other (J): 1,290,666.67 | EDGAR |
| 2024-12-23 | 4 | Tortoise Midstream Energy Fund, Inc. (NTG) | Other (J): 8,082 · Other (J): 21,936 · Other (J): 37,715 · Other (J): 28,479 | EDGAR |
| 2024-10-31 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 3,405,781.24 | EDGAR |
| 2024-09-20 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 9,600,000 @ $9,600,000 · Purchase (P): 3,900,000 @ $3,900,000 · Purchase (P): 1,500,000 @ $1,500,000 · Purchase (P): 280,000 @ $25 · Other (J): 214,000 · Other (J): 106,000 | EDGAR |
| 2024-09-11 | 4 | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (CHI) | Purchase (P): 656,000 @ $25 · Purchase (P): 92,000 @ $25 · Purchase (P): 92,000 @ $25 | EDGAR |
| 2024-09-11 | 4 | CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) | Purchase (P): 624,000 @ $25 · Purchase (P): 68,000 @ $25 · Purchase (P): 108,000 @ $25 | EDGAR |
| 2024-09-11 | 4 | Calamos Dynamic Convertible & Income Fund (CCD) | Purchase (P): 400,000 @ $25 · Purchase (P): 40,000 @ $25 | EDGAR |
| 2024-09-10 | 4 | CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | Other (J): 160,000 · Other (J): 1,044,000 · Other (J): 148,000 · Other (J): 148,000 | EDGAR |
| 2024-08-16 | 4 | DNP SELECT INCOME FUND INC (DNP) | Purchase (P): 14,000,000 @ $14,000,000 | EDGAR |
| 2024-08-01 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 2,631,740.05 | EDGAR |
| 2024-07-24 | 4 | DNP SELECT INCOME FUND INC (DNP) | Purchase (P): 3,100,000 @ $3,100,000 | EDGAR |
| 2024-05-22 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 9,500,000 @ $9,500,000 · Purchase (P): 4,500,000 @ $4,500,000 · Purchase (P): 6,000,000 @ $6,000,000 · Purchase (P): 7,300,000 @ $7,300,000 · Purchase (P): 1,300,000 @ $1,300,000 · Purchase (P): 1,400,000 @ $1,400,000 | EDGAR |
| 2024-01-12 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 12,500,000 @ $12,500,000 · Purchase (P): 12,500,000 @ $12,500,000 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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